Stone Ridge Asset Management’s Heritage Commerce HTBK Stock Holding History

Stone Ridge Asset Management’s Portfolio HTBK Stock Details HTBK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-17,492	Closed	-$131K	–	218
2020 Q2	$131K	Buy	17,492 +2,600	+17%	+$20.4K	0.02%	549
2020 Q1	$114K	Buy	14,892 +2,100	+16%	+$22.2K	0.01%	687
2019 Q4	$164K	Hold	12,792	–	–	0.01%	898
2019 Q3	$150K	Buy	+12,792	New	+$152K	0.01%	1012
2019 Q1	–	Sell	-32,573	Closed	-$369K	–	1168
2018 Q4	$369K	Sell	32,573 -14,969	-31%	-$208K	0.02%	905
2018 Q3	$709K	Hold	47,542	–	–	0.04%	672
2018 Q2	$808K	Hold	47,542	–	–	0.05%	534
2018 Q1	$783K	Hold	47,542	–	–	0.05%	513
2017 Q4	$728K	Buy	+47,542	New	+$723K	0.05%	566

Other funds holding HTBK

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Thrivent Financial for Lutherans Minneapolis, Minnesota $52.5B AUM 27.12% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $116B AUM 26.37% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

ECA

Endeavour Capital Advisors Greenwich, Connecticut $441M AUM 21.38% 1-Year Est. Return

Stone Ridge Asset Management's HTBK Position: Q3 2020 in Review

Stone Ridge Asset Management sold out of Heritage Commerce (HTBK) in Q3 2020, closing a stake of 17,492 shares — an estimated $131K sold.

Stone Ridge Asset Management first reported a position in HTBK in Q4 2017 and held it in 9 quarters. The position peaked at $808K in Q2 2018. 118 funds tracked by Wall St. Rank hold HTBK as of Q3 2020.

Stone Ridge Asset Management reported no remaining Heritage Commerce position as of Q3 2020 after selling out during the quarter.
Stone Ridge Asset Management sold 17,492 Heritage Commerce shares in Q3 2020, an estimated $131K.
Stone Ridge Asset Management first reported a position in Heritage Commerce in Q4 2017 and held it in 9 quarters.
Stone Ridge Asset Management's Heritage Commerce position peaked at $808K in Q2 2018.
118 funds tracked by Wall St. Rank held Heritage Commerce as of Q3 2020.

Based on Stone Ridge Asset Management's 13F filing for Q3 2020.