HQL

abrdn Life Sciences Investors
HQL

Overview Fund Activity

44 hedge funds and large institutions have $47.7M invested in abrdn Life Sciences Investors in 2013 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 19 increasing their positions, 8 reducing their positions, and 4 closing their positions.

Holders
44
Holders Change
+5
Holders Change %
+12.82%
% of All Funds
1.28%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
19
Reduced
8
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$9.55M
2
SFS
2
Shaker Financial Services
Virginia
$1.07M
3
SG Americas Securities
3
SG Americas Securities
New York
$593K
4
JPMorgan Chase & Co
4
JPMorgan Chase & Co
New York
$542K
5
NEPWA
5
New England Private Wealth Advisors
Massachusetts
$344K

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$10.6M
2
WAM
2
Wolverine Asset Management
Illinois
$0
3
NPC
3
National Planning Corporation
California
$215K
4
BA
4
Bard Associates
Illinois
$873K
5
LPL Financial
5
LPL Financial
California
$702K
Name Market Value Shares Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$10.6M 517,102 -295,813 -36%
Morgan Stanley
2
Morgan Stanley
New York
$9.55M 467,228 +35,785 +8%
NIM
3
Needham Investment Management
New York
$9.21M 450,595 +8,577 +2%
Wells Fargo
4
Wells Fargo
California
$3.39M 165,856 +5,381 +3%
Lazard Asset Management
5
Lazard Asset Management
New York
$3.06M 149,729 – –
CS
6
Credit Suisse
Switzerland
$1.39M 67,835 +1,235 +2%
CFN
7
Cordasco Financial Network
Florida
$1.36M 66,720 +66,720 New
First Trust Advisors
8
First Trust Advisors
Illinois
$1.15M 56,272 +8,527 +18%
SFS
9
Shaker Financial Services
Virginia
$1.07M 52,133 +29,012 +125%
BA
10
Bard Associates
Illinois
$873K 42,688 -3,410 -7%
LPL Financial
11
LPL Financial
California
$702K 34,362 -2,716 -7%
SG Americas Securities
12
SG Americas Securities
New York
$593K 29,031 +29,031 New
JPMorgan Chase & Co
13
JPMorgan Chase & Co
New York
$542K 26,510 +26,510 New
AIG
14
American International Group
New York
$424K 20,742 +12,825 +162%
OC
15
Oppenheimer & Co
New York
$419K 20,526 +386 +2%
U
16
UBS
Switzerland
$389K 19,071 +8,783 +85%
NSAM
17
North Star Asset Management
Wisconsin
$383K 18,724 – –
NEPWA
18
New England Private Wealth Advisors
Massachusetts
$344K 16,827 +16,827 New
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$343K 16,792 +326 +2%
UR
20
USCA RIA
Texas
$231K 11,324 +210 +2%
MIC
21
Meridian Investment Counsel
California
$228K 11,160 +11,160 New
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$221K 10,818 +10,818 New
NPC
23
National Planning Corporation
California
$215K 10,387 -19,912 -66%
RJA
24
Raymond James & Associates
Florida
$206K 10,089 +10,089 New
Ameriprise
25
Ameriprise
Minnesota
$183K 8,976 +4,083 +83%
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