HQL

abrdn Life Sciences Investors
HQL

Overview Fund Activity

39 hedge funds and large institutions have $46.1M invested in abrdn Life Sciences Investors in 2013 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 16 increasing their positions, 9 reducing their positions, and 1 closing their positions.

Holders
39
Holders Change
+7
Holders Change %
+21.88%
% of All Funds
1.27%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
16
Reduced
9
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NPC
1
National Planning Corporation
California
$596K
2
Morgan Stanley
2
Morgan Stanley
New York
$8.31M
3
WAM
3
Wolverine Asset Management
Illinois
$483K
4
CS
4
Credit Suisse
Switzerland
$1.28M
5
SFS
5
Shaker Financial Services
Virginia
$445K

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$15.7M
2
OFG
2
OTA Financial Group
New York
$0
3
NSAM
3
North Star Asset Management
Wisconsin
$360K
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$317K
5
BA
5
Bard Associates
Illinois
$887K
Name Market Value Shares Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$15.7M 812,915 -127,097 -14%
NIM
2
Needham Investment Management
New York
$8.51M 442,018 +7,856 +2%
Morgan Stanley
3
Morgan Stanley
New York
$8.31M 431,443 +28,381 +7%
Wells Fargo
4
Wells Fargo
California
$3.09M 160,475 +12,869 +9%
Lazard Asset Management
5
Lazard Asset Management
New York
$2.89M 149,729 -887 -0.6%
CS
6
Credit Suisse
Switzerland
$1.28M 66,600 +23,130 +53%
First Trust Advisors
7
First Trust Advisors
Illinois
$919K 47,745 +3,842 +9%
BA
8
Bard Associates
Illinois
$887K 46,098 -2,070 -4%
LPL Financial
9
LPL Financial
California
$694K 37,078 +4,745 +15%
NPC
10
National Planning Corporation
California
$596K 30,299 +30,299 New
WAM
11
Wolverine Asset Management
Illinois
$483K 25,122 +25,122 New
SFS
12
Shaker Financial Services
Virginia
$445K 23,121 +23,121 New
OC
13
Oppenheimer & Co
New York
$387K 20,140 +2,023 +11%
NSAM
14
North Star Asset Management
Wisconsin
$360K 18,724 -4,601 -20%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$317K 16,466 -2,728 -14%
UR
16
USCA RIA
Texas
$214K 11,114 +11,114 New
U
17
UBS
Switzerland
$198K 10,288 +2,078 +25%
AIG
18
American International Group
New York
$152K 7,917 +2,724 +52%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$147K 7,620 – –
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$131K 6,809 +94 +1%
Ameriprise
21
Ameriprise
Minnesota
$94K 4,893 -2,004 -29%
US Bancorp
22
US Bancorp
Minnesota
$83K 4,315 – –
Bank of America
23
Bank of America
North Carolina
$69K 3,559 -938 -21%
Citigroup
24
Citigroup
New York
$29K 1,488 +826 +125%
FWM
25
Focused Wealth Management
New York
$28K 1,446 +1,446 New
1
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