HQL

abrdn Life Sciences Investors
HQL

Overview Fund Activity

39 hedge funds and large institutions have $46.1M invested in abrdn Life Sciences Investors in 2013 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 16 increasing their positions, 9 reducing their positions, and 1 closing their positions.

Holders
39
Holders Change
+7
Holders Change %
+21.88%
% of All Funds
1.27%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
16
Reduced
9
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NPC
1
National Planning Corporation
California
$596K
2
Morgan Stanley
2
Morgan Stanley
New York
$8.31M
3
WAM
3
Wolverine Asset Management
Illinois
$483K
4
CS
4
Credit Suisse
Switzerland
$1.28M
5
SFS
5
Shaker Financial Services
Virginia
$445K

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$15.7M
2
OFG
2
OTA Financial Group
New York
$0
3
NSAM
3
North Star Asset Management
Wisconsin
$360K
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$317K
5
BA
5
Bard Associates
Illinois
$887K
Name Holding Trade Value Shares
Change 		Shares
Change %
Creative Planning
26
Creative Planning
Kansas
$25K -$11.2K -577 -31%
RIA
27
Regal Investment Advisors
Michigan
$21K +$370 +19 +2%
RFS
28
Rockefeller Financial Services
New York
$16K +$291 +15 +2%
CBT
29
Central Bank & Trust
Kentucky
$13K +$251 +13 +2%
MFS
30
MSI Financial Services
Massachusetts
$12K +$10.4K +559 +628%
SIA
31
SeaBridge Investment Advisors
New Jersey
$11K – – –
SSB
32
Sandy Spring Bank
Maryland
$10K – – –
Fifth Third Bancorp
33
Fifth Third Bancorp
Ohio
$10K +$10K +513 New
BPBT
34
Boston Private Bank & Trust
Massachusetts
$4K +$66 +3 +2%
Nomura Holdings
35
Nomura Holdings
Japan
$4K +$4K +200 New
TRCT
36
Tower Research Capital (TRC)
New York
$2K -$10.9K -540 -85%
TFA
37
Transamerica Financial Advisors
Florida
$1K – – –
OFG
38
OTA Financial Group
New York
– -$303K -17,031 Closed
1
2