HPF

John Hancock Preferred Income Fund II
HPF

Overview Fund Activity

47 hedge funds and large institutions have $25.7M invested in John Hancock Preferred Income Fund II in 2013 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 6 increasing their positions, 16 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
47
Holders Change
+4
Holders Change %
+9.3%
% of All Funds
1.37%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
6
Reduced
16
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
1
Guggenheim Capital
Illinois
$4.83M
2
PRCM
2
Pine River Capital Management
Minnesota
$1.05M
3
SG Americas Securities
3
SG Americas Securities
New York
$818K
4
MIG
4
Mariner Investment Group
New York
$794K
5
PP
5
Paloma Partners
Connecticut
$479K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$2.64M
2
LPL Financial
2
LPL Financial
California
$1.67M
3
FAAS
3
First Allied Advisory Services
California
$0
4
U
4
UBS
Switzerland
$1.36M
5
UCFA
5
United Capital Financial Advisors
Texas
$507K
Name Holding Trade Value Shares
Change 		Shares
Change %
SGCA
26
Steel Grove Capital Advisors
Tennessee
$218K – – –
PMG
27
ProVise Management Group
Florida
$206K -$17.9K -1,000 -8%
NIM
28
Northeast Investment Management
Massachusetts
$179K – – –
AIG
29
American International Group
New York
$149K +$716 +40 +0.5%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$116K -$5.36K -300 -4%
Citigroup
31
Citigroup
New York
$59K – – –
Barclays
32
Barclays
United Kingdom
$38K – – –
BPBT
33
Boston Private Bank & Trust
Massachusetts
$36K – – –
PTC
34
Private Trust Company
Ohio
$31K – – –
WCM
35
Windsor Capital Management
Arizona
$23K – – –
US Bancorp
36
US Bancorp
Minnesota
$20K – – –
SA
37
SRH Advisors
Kansas
$18K +$18K +1,000 New
ST
38
Somerset Trust
Pennsylvania
$14K +$14K +800 New
Envestnet Asset Management
39
Envestnet Asset Management
Illinois
$14K +$14K +800 New
M&T Bank
40
M&T Bank
New York
$10K – – –
NES
41
New England Securities
New York
$8K – – –
CA
42
CapWealth Advisors
Tennessee
$7K – – –
WRM
43
Westport Resources Management
Connecticut
$7K – – –
CTC
44
Central Trust Company
Missouri
$5K -$1.75K -100 -26%
NC
45
NewSquare Capital
Pennsylvania
$5K +$5K +287 New
SSB
46
Sandy Spring Bank
Maryland
$4K – – –
WA
47
WFG Advisors
Texas
$3K – – –
FAAS
48
First Allied Advisory Services
California
– -$794K -41,238 Closed
CCB
49
Cutter & Co Brokerage
Missouri
– -$327K -17,048 Closed
TRCT
50
Tower Research Capital (TRC)
New York
– -$54K -2,800 Closed
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