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Harmony Gold Mining

92 hedge funds and large institutions have $268M invested in Harmony Gold Mining in 2016 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 40 increasing their positions, 22 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

111% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 9

82% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 22

8% more funds holding

Funds holding: 8592 (+7)

1.62% less ownership

Funds ownership: 29.14%27.52% (-1.6%)

40% less capital invested

Capital invested by funds: $445M → $268M (-$177M)

71% less call options, than puts

Call options by funds: $293K | Put options by funds: $999K

Holders
92
Holders Change
+7
Holders Change %
+8.24%
% of All Funds
2.3%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
19
Increased
40
Reduced
22
Closed
9
Calls
$293K
Puts
$999K
Net Calls
-$706K
Net Calls Change
-$2.57M
Name Holding Trade Value Shares
Change
Change in
Stake
VanEck Associates
1
VanEck Associates
New York
$135M -$6.45M -2,429,449 -4%
Dimensional Fund Advisors
2
Dimensional Fund Advisors
Texas
$22.3M -$783K -294,737 -3%
Acadian Asset Management
3
Acadian Asset Management
Massachusetts
$20.3M -$1.32M -498,995 -5%
Renaissance Technologies
4
Renaissance Technologies
New York
$9.89M -$3.8M -1,430,400 -24%
Schroder Investment Management Group
5
Schroder Investment Management Group
United Kingdom
$9.58M +$6.6M +2,485,600 +134%
NI
6
Numeric Investors
Massachusetts
$6.13M -$4.3M -1,620,800 -37%
Russell Investments Group
7
Russell Investments Group
United Kingdom
$5.86M +$6.71M +2,526,373 New
Goldman Sachs
8
Goldman Sachs
New York
$5.57M +$2.4M +902,762 +56%
QIM
9
Quantitative Investment Management
Virginia
$4.41M +$5.3M +1,994,700 New
Morgan Stanley
10
Morgan Stanley
New York
$3.89M +$3.86M +1,452,639 +472%
Bank of New York Mellon
11
Bank of New York Mellon
New York
$3.76M +$2.39M +900,000 +112%
Fidelity Investments
12
Fidelity Investments
Massachusetts
$3.37M -$637K -240,000 -14%
Millennium Management
13
Millennium Management
New York
$2.77M +$1.36M +512,838 +69%
RL
14
Ruffer LLP
United Kingdom
$2.5M
PAM
15
Panagora Asset Management
Massachusetts
$2.42M +$1.14M +429,778 +65%
AA
16
ALPS Advisors
Colorado
$2.3M +$203K +76,452 +8%
BG
17
BlackRock Group
United Kingdom
$2.11M +$132K +49,894 +6%
AQR Capital Management
18
AQR Capital Management
Connecticut
$2.06M +$1.2M +450,828 +94%
USGIU
19
U.S. Global Investors (USGI)
Texas
$1.97M +$1.37M +516,800 +138%
Two Sigma Advisers
20
Two Sigma Advisers
New York
$1.79M -$386K -145,200 -15%
Jane Street
21
Jane Street
New York
$1.5M +$766K +288,541 +74%
OAM
22
Oxford Asset Management
United Kingdom
$1.49M +$1.27M +478,078 +246%
GC
23
Guggenheim Capital
Illinois
$1.3M -$337K -126,799 -18%
Squarepoint
24
Squarepoint
New York
$1.16M +$1.39M +524,179 New
UBS AM
25
UBS AM
Illinois
$1.11M +$347K +130,812 +35%

HMY Hedge Fund Activity: Q4 2016 in Review

92 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Harmony Gold Mining (HMY) for Q4 2016, worth a combined $268M — down 40% from $445M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new HMY positions and 9 closed out — a net gain of 10 holders — while 40 added to existing stakes and 22 trimmed.

The largest buyer was Schroder Investment Management Group, adding an estimated $6.6M. The largest seller was OppenheimerFunds, exiting entirely with an estimated $11.4M sold.

  • 92 institutional investors held Harmony Gold Mining (HMY) as of Q4 2016, up from 85 in Q3 2016.
  • Funds reported $268M of Harmony Gold Mining stock for Q4 2016, down 40% quarter-over-quarter.
  • 19 funds opened new Harmony Gold Mining positions in Q4 2016 and 9 closed out, a net change of +10 holders.
  • The largest Harmony Gold Mining buyer in Q4 2016 was Schroder Investment Management Group, an estimated $6.6M added.
  • The largest Harmony Gold Mining seller in Q4 2016 was OppenheimerFunds, an estimated $11.4M sold.

Based on aggregated 13F filings for Q4 2016.