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Harmony Gold Mining

106 hedge funds and large institutions have $285M invested in Harmony Gold Mining in 2013 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 28 increasing their positions, 40 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.79% less ownership

Funds ownership: 27.6%25.81% (-1.8%)

5% less funds holding

Funds holding: 111106 (-5)

25% less call options, than puts

Call options by funds: $3.81M | Put options by funds: $5.08M

25% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 20

30% less capital invested

Capital invested by funds: $406M → $285M (-$121M)

30% less repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 40

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
106
Holders Change
-5
Holders Change %
-4.5%
% of All Funds
3.08%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
15
Increased
28
Reduced
40
Closed
20
Calls
$3.81M
Puts
$5.08M
Net Calls
-$1.26M
Net Calls Change
-$9.19M
Name Holding Trade Value Shares
Change
Change in
Stake
VanEck Associates
1
VanEck Associates
New York
$61.6M -$5.12M -1,708,364 -7%
First Eagle Investment Management
2
First Eagle Investment Management
New York
$39.9M -$10.2M -3,413,330 -18%
BG
3
BlackRock Group
United Kingdom
$38.5M -$3.42M -1,142,077 -7%
Dimensional Fund Advisors
4
Dimensional Fund Advisors
Texas
$25.6M -$961K -320,522 -3%
Renaissance Technologies
5
Renaissance Technologies
New York
$14.9M +$2.72M +907,100 +18%
USAA
6
United Services Automobile Association
Texas
$13.2M
Deutsche Bank
7
Deutsche Bank
Germany
$7.22M -$1.46M -487,406 -15%
Fidelity Investments
8
Fidelity Investments
Massachusetts
$6.96M
Schroder Investment Management Group
9
Schroder Investment Management Group
United Kingdom
$5.99M +$4.28M +1,427,000 +152%
Two Sigma Investments
10
Two Sigma Investments
New York
$4.88M +$3.34M +1,114,934 +137%
BlackRock
11
BlackRock
New York
$4.52M -$577K -192,601 -10%
GH
12
GAM Holding
Switzerland
$4.16M +$1.2M +400,134 +32%
Two Sigma Advisers
13
Two Sigma Advisers
New York
$3.78M +$1.33M +443,300 +42%
AQR Capital Management
14
AQR Capital Management
Connecticut
$3.5M +$3.21M +1,069,400 +341%
CA
15
Commerzbank Aktiengesellschaft
Germany
$3.11M +$1.01M +336,895 +45%
Teacher Retirement System of Texas
16
Teacher Retirement System of Texas
Texas
$2.53M -$1.5M -500,000 -33%
BIT
17
BlackRock Institutional Trust
California
$2.25M -$261K -86,915 -9%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$2.14M +$488K +162,898 +24%
SG Americas Securities
19
SG Americas Securities
New York
$2.14M +$1.28M +427,900 +102%
SFM
20
Systematic Financial Management
New Jersey
$2.1M +$507K +169,125 +26%
USGIU
21
U.S. Global Investors (USGI)
Texas
$1.97M
UGIF
22
US Global Investors Funds
Maine
$1.97M +$2.34M +780,000 New
Goldman Sachs
23
Goldman Sachs
New York
$1.9M -$3.61M -1,202,815 -62%
Credit Agricole
24
Credit Agricole
France
$1.88M -$261K -87,087 -10%
New York State Common Retirement Fund
25
New York State Common Retirement Fund
New York
$1.78M +$448K +149,275 +27%

HMY Hedge Fund Activity: Q4 2013 in Review

106 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Harmony Gold Mining (HMY) for Q4 2013, worth a combined $285M — down 30% from $406M a quarter earlier.

Sellers outnumbered buyers: 20 funds closed out of HMY and 15 opened new positions — a net loss of 5 holders — while 40 trimmed existing stakes and 28 added.

The largest buyer was Schroder Investment Management Group, adding an estimated $4.28M. The largest seller was First Eagle Investment Management, cutting an estimated $10.2M.

  • 106 institutional investors held Harmony Gold Mining (HMY) as of Q4 2013, down from 111 in Q3 2013.
  • Funds reported $285M of Harmony Gold Mining stock for Q4 2013, down 30% quarter-over-quarter.
  • 15 funds opened new Harmony Gold Mining positions in Q4 2013 and 20 closed out, a net change of -5 holders.
  • The largest Harmony Gold Mining buyer in Q4 2013 was Schroder Investment Management Group, an estimated $4.28M added.
  • The largest Harmony Gold Mining seller in Q4 2013 was First Eagle Investment Management, an estimated $10.2M sold.

Based on aggregated 13F filings for Q4 2013.