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Harmony Gold Mining
HMY

102 hedge funds and large institutions have $304M invested in Harmony Gold Mining in 2014 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 22 increasing their positions, 38 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% more capital invested

Capital invested by funds: $285M → $304M (+$19.3M)

2.91% less ownership

Funds ownership: 25.81% → 22.91% (-2.9%)

4% less funds holding

Funds holding: 106 → 102 (-4)

11% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 18

42% less repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 38

58% less call options, than puts

Call options by funds: $1.36M | Put options by funds: $3.25M

Holders
102
Holders Change
-4
Holders Change %
-3.77%
% of All Funds
2.95%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
22
Reduced
38
Closed
18
Calls
$1.36M
Puts
$3.25M
Net Calls
-$1.89M
Net Calls Change
-$630K

Top Buyers

Rank Fund Capital Flow
1
Wellington Management Group
Wellington Management Group
Massachusetts
+$16.9M
2
RCIM
Russell Clark Investment Management
United Kingdom
+$9.74M
3
AQR Capital Management
AQR Capital Management
Connecticut
+$4.89M
4
AAMU
AEGON Asset Management (UK)
United Kingdom
+$4.43M
5
CA
Commerzbank Aktiengesellschaft
Germany
+$1.86M

Top Sellers

Rank Fund Capital Flow
1
First Eagle Investment Management
First Eagle Investment Management
New York
-$38.1M
2
Renaissance Technologies
Renaissance Technologies
New York
-$11M
3
Deutsche Bank
Deutsche Bank
Germany
-$7.22M
4
VanEck Associates
VanEck Associates
New York
-$6.19M
5
BIT
BlackRock Institutional Trust
California
-$2.63M
Name Holding Trade Value Shares
Change 		Change in
Stake
B
76
Bailard
California
$70K – – –
HSBC Holdings
77
HSBC Holdings
United Kingdom
$53K – – –
Citadel Advisors
78
Citadel Advisors
Florida
$53K +$14K +4,590 +36%
AL
79
Airain Ltd
Guernsey
$52K -$39.1K -12,774 -43%
TU
80
TDAM USA
Ontario, Canada
$52K +$52.2K +17,059 New
GD
81
Grandfield & Dodd
New York
$49K – – –
ACI
82
AMP Capital Investors
Australia
$46K – – –
SI
83
Sprott Inc
Ontario, Canada
$44K – – –
FTUS
84
Flow Traders U.S.
New York
$36K +$35.6K +11,649 New
HCM
85
Herndon Capital Management
Georgia
$33K – – –
PTA
86
Pear Tree Advisors
Massachusetts
$29K – – –
DekaBank Deutsche Girozentrale
87
DekaBank Deutsche Girozentrale
Germany
$18K – – –
Daiwa Securities Group
88
Daiwa Securities Group
Japan
$8K – – –
Ameriprise
89
Ameriprise
Minnesota
$7K -$581 -190 -7%
First Manhattan
90
First Manhattan
New York
$6K – – –
PNC Financial Services Group
91
PNC Financial Services Group
Pennsylvania
$6K – – –
Creative Planning
92
Creative Planning
Kansas
$5K +$1.53K +500 +50%
BFA
93
BlackRock Fund Advisors
California
$3K – – –
VIA
94
Vantage Investment Advisors
Pennsylvania
$3K – – –
US Bancorp
95
US Bancorp
Minnesota
$2K -$1.96K -641 -42%
EFSCE
96
Enterprise Financial Services Corp (EFSC)
Missouri
$2K +$2.43K +794 New
BNP Paribas Financial Markets
97
BNP Paribas Financial Markets
France
$1.24K -$144K -47,189 -99%
LTFS
98
Ladenburg Thalmann Financial Services
Florida
$1K – – –
LIA
99
LS Investment Advisors
Michigan
$1K – – –
Toronto Dominion Bank
100
Toronto Dominion Bank
Ontario, Canada
$1K – – –
1 2 3
4
5

HMY Hedge Fund Activity: Q1 2014 in Review

102 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Harmony Gold Mining (HMY) for Q1 2014, worth a combined $304M — up 6.8% from $285M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of HMY and 16 opened new positions — a net loss of 2 holders — while 38 trimmed existing stakes and 22 added.

The largest buyer was Wellington Management Group, adding an estimated $16.9M. The largest seller was First Eagle Investment Management, cutting an estimated $38.1M.

  • 102 institutional investors held Harmony Gold Mining (HMY) as of Q1 2014, down from 106 in Q4 2013.
  • Funds reported $304M of Harmony Gold Mining stock for Q1 2014, up 6.8% quarter-over-quarter.
  • 16 funds opened new Harmony Gold Mining positions in Q1 2014 and 18 closed out, a net change of -2 holders.
  • The largest Harmony Gold Mining buyer in Q1 2014 was Wellington Management Group, an estimated $16.9M added.
  • The largest Harmony Gold Mining seller in Q1 2014 was First Eagle Investment Management, an estimated $38.1M sold.

Based on aggregated 13F filings for Q1 2014.