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Harmony Gold Mining

106 hedge funds and large institutions have $285M invested in Harmony Gold Mining in 2013 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 28 increasing their positions, 40 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.79% less ownership

Funds ownership: 27.6%25.81% (-1.8%)

5% less funds holding

Funds holding: 111106 (-5)

25% less call options, than puts

Call options by funds: $3.81M | Put options by funds: $5.08M

25% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 20

30% less capital invested

Capital invested by funds: $406M → $285M (-$121M)

30% less repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 40

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
106
Holders Change
-5
Holders Change %
-4.5%
% of All Funds
3.08%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
15
Increased
28
Reduced
40
Closed
20
Calls
$3.81M
Puts
$5.08M
Net Calls
-$1.26M
Net Calls Change
-$9.19M
Name Holding Trade Value Shares
Change
Change in
Stake
B
76
Bailard
California
$58K +$68.4K +22,800 New
SC
77
Sumit Capital
New York
$50K +$58.7K +19,591 New
Verition Fund Management
78
Verition Fund Management
Connecticut
$48K +$57K +18,996 New
HSBC Holdings
79
HSBC Holdings
United Kingdom
$44K -$1.42K -473 -3%
LNWWM
80
Laird Norton Wetherby Wealth Management
California
$43K -$3.84K -1,282 -7%
GD
81
Grandfield & Dodd
New York
$40K
SI
82
Sprott Inc
Ontario, Canada
$37K
ACI
83
AMP Capital Investors
Australia
$35K -$15.3K -5,100 -26%
Citadel Advisors
84
Citadel Advisors
Florida
$32K +$38.4K +12,793 New
PIMJS
85
PKO Investment Management Joint-Stock
Poland
$31.4K +$37.2K +12,412 New
Zurich Cantonal Bank
86
Zurich Cantonal Bank
Switzerland
$29K -$24.9K -8,300 -42%
Neuberger Berman Group
87
Neuberger Berman Group
New York
$29K -$2.67K -891 -7%
HCM
88
Herndon Capital Management
Georgia
$27.4K -$15.8K -5,256 -33%
PTA
89
Pear Tree Advisors
Massachusetts
$24K
PG
90
PEAK6 Group
Illinois
$15K -$20.5K -6,825 -53%
DekaBank Deutsche Girozentrale
91
DekaBank Deutsche Girozentrale
Germany
$15K
Daiwa Securities Group
92
Daiwa Securities Group
Japan
$7K +$300 +100 +4%
Ameriprise
93
Ameriprise
Minnesota
$7K +$4.02K +1,340 +103%
DCMA
94
Daiwa Capital Markets America
New York
$7K +$7.8K +2,600 New
First Manhattan
95
First Manhattan
New York
$5K
PNC Financial Services Group
96
PNC Financial Services Group
Pennsylvania
$5K
US Bancorp
97
US Bancorp
Minnesota
$4K -$5K -1,669 -52%
Creative Planning
98
Creative Planning
Kansas
$3K -$7.5K -2,500 -71%
BFA
99
BlackRock Fund Advisors
California
$3K
VIA
100
Vantage Investment Advisors
Pennsylvania
$3K +$3K +1,000 New

HMY Hedge Fund Activity: Q4 2013 in Review

106 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Harmony Gold Mining (HMY) for Q4 2013, worth a combined $285M — down 30% from $406M a quarter earlier.

Sellers outnumbered buyers: 20 funds closed out of HMY and 15 opened new positions — a net loss of 5 holders — while 40 trimmed existing stakes and 28 added.

The largest buyer was Schroder Investment Management Group, adding an estimated $4.28M. The largest seller was First Eagle Investment Management, cutting an estimated $10.2M.

  • 106 institutional investors held Harmony Gold Mining (HMY) as of Q4 2013, down from 111 in Q3 2013.
  • Funds reported $285M of Harmony Gold Mining stock for Q4 2013, down 30% quarter-over-quarter.
  • 15 funds opened new Harmony Gold Mining positions in Q4 2013 and 20 closed out, a net change of -5 holders.
  • The largest Harmony Gold Mining buyer in Q4 2013 was Schroder Investment Management Group, an estimated $4.28M added.
  • The largest Harmony Gold Mining seller in Q4 2013 was First Eagle Investment Management, an estimated $10.2M sold.

Based on aggregated 13F filings for Q4 2013.