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Harmony Gold Mining
HMY

111 hedge funds and large institutions have $406M invested in Harmony Gold Mining in 2013 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 43 increasing their positions, 28 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

124% more call options, than puts

Call options by funds: $14.3M | Put options by funds: $6.4M

64% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 14

54% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 28

9% more funds holding

Funds holding: 102 → 111 (+9)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0.15% less ownership

Funds ownership: 27.75% → 27.6% (-0.15%)

12% less capital invested

Capital invested by funds: $460M → $406M (-$54.2M)

Holders
111
Holders Change
+9
Holders Change %
+8.82%
% of All Funds
3.6%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
23
Increased
43
Reduced
28
Closed
14
Calls
$14.3M
Puts
$6.4M
Net Calls
+$7.93M
Net Calls Change
-$5.36M

Top Buyers

Rank Fund Capital Flow
1
Renaissance Technologies
Renaissance Technologies
New York
+$10.7M
2
Deutsche Bank
Deutsche Bank
Germany
+$7.14M
3
Goldman Sachs
Goldman Sachs
New York
+$5.6M
4
SFM
Systematic Financial Management
New Jersey
+$2.46M
5
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
+$2.38M

Top Sellers

Rank Fund Capital Flow
1
VanEck Associates
VanEck Associates
New York
-$22.7M
2
BIM
Bogle Investment Management
Massachusetts
-$5.2M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$4M
4
Wellington Management Group
Wellington Management Group
Massachusetts
-$3.46M
5
OAM
Oxford Asset Management
United Kingdom
-$3.14M
Name Holding Trade Value Shares
Change 		Change in
Stake
PP
26
Paloma Partners
Connecticut
$1.92M +$1.68M +452,192 +395%
New York State Common Retirement Fund
27
New York State Common Retirement Fund
New York
$1.87M +$2.06M +554,200 New
Jane Street
28
Jane Street
New York
$1.74M +$1.72M +461,675 +880%
HI
29
HBK Investments
Texas
$1.73M +$900K +241,972 +90%
HSA
30
Hussman Strategic Advisors
Maryland
$1.69M -$1.86M -500,000 -50%
GC
31
Guggenheim Capital
Illinois
$1.65M -$146K -39,321 -7%
Nomura Holdings
32
Nomura Holdings
Japan
$1.58M +$1.54M +414,390 +788%
Citigroup
33
Citigroup
New York
$1.49M -$2.37M -635,717 -59%
SG Americas Securities
34
SG Americas Securities
New York
$1.42M +$692K +186,123 +80%
Arrowstreet Capital
35
Arrowstreet Capital
Massachusetts
$1.36M +$1.49M +401,516 New
BMCMI
36
Bryn Mawr Capital Management Inc
Pennsylvania
$1.28M +$1.41M +380,000 New
CS
37
Credit Suisse
Switzerland
$1.28M -$2.74M -735,581 -66%
U
38
UBS
Switzerland
$1.23M +$450K +120,833 +50%
AQR Capital Management
39
AQR Capital Management
Connecticut
$1.06M -$1.77M -475,700 -60%
BA
40
BlackRock Advisors
Delaware
$947K +$1.04M +280,099 New
APG Asset Management
41
APG Asset Management
Netherlands
$875K – – –
State Street
42
State Street
Massachusetts
$857K +$158K +42,455 +20%
AG
43
Aperio Group
California
$786K +$338K +90,918 +64%
BA
44
Bridgewater Associates
Connecticut
$745K -$49.5K -13,300 -6%
COPPSERS
45
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$731K -$299K -80,368 -27%
Royal Bank of Canada
46
Royal Bank of Canada
Ontario, Canada
$671K +$410K +110,068 +124%
BJ
47
BlackRock Japan
Japan
$608K – – –
HT
48
HAP Trading
New York
$591K -$2.02M -543,594 -76%
Wells Fargo
49
Wells Fargo
California
$587K +$20.3K +5,451 +3%
WBC
50
Westpac Banking Corp
Australia
$565K +$622K +167,200 New
1
2
3 4 5

HMY Hedge Fund Activity: Q3 2013 in Review

111 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Harmony Gold Mining (HMY) for Q3 2013, worth a combined $406M — down 12% from $460M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new HMY positions and 14 closed out — a net gain of 9 holders — while 43 added to existing stakes and 28 trimmed.

The largest buyer was Renaissance Technologies, adding an estimated $10.7M. The largest seller was VanEck Associates, cutting an estimated $22.7M.

  • 111 institutional investors held Harmony Gold Mining (HMY) as of Q3 2013, up from 102 in Q2 2013.
  • Funds reported $406M of Harmony Gold Mining stock for Q3 2013, down 12% quarter-over-quarter.
  • 23 funds opened new Harmony Gold Mining positions in Q3 2013 and 14 closed out, a net change of +9 holders.
  • The largest Harmony Gold Mining buyer in Q3 2013 was Renaissance Technologies, an estimated $10.7M added.
  • The largest Harmony Gold Mining seller in Q3 2013 was VanEck Associates, an estimated $22.7M sold.

Based on aggregated 13F filings for Q3 2013.