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Hartford Municipal Opportunities ETF

23 hedge funds and large institutions have $143M invested in Hartford Municipal Opportunities ETF in 2020 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

29% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 7

0% more funds holding

Funds holding: 2323 (0)

3.7% less ownership

Funds ownership: 95.66%91.96% (-3.7%)

8% less capital invested

Capital invested by funds: $156M → $143M (-$12.6M)

Holders
23
Holders Change
Holders Change %
0%
% of All Funds
0.51%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.09%
New
4
Increased
9
Reduced
7
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HIMCH
1
Hartford Investment Management Co (HIMCO)
Connecticut
$79.5M -$14.9M -356,888 -16%
AAS
2
Avantax Advisory Services
Texas
$16.5M -$121K -2,897 -0.7%
CAAS
3
Capital Asset Advisory Services
Michigan
$9.91M +$565K +13,498 +6%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$7.69M +$277K +6,608 +4%
SG
5
Strid Group
Pennsylvania
$6.11M -$164K -3,925 -3%
LFA
6
Legacy Financial Advisors
Kentucky
$5.25M +$5.49M +131,102 New
Wellington Management Group
7
Wellington Management Group
Massachusetts
$5.01M
SPIA
8
Steward Partners Investment Advisory
New York
$3.3M +$2.08M +49,688 +162%
Northwestern Mutual Wealth Management
9
Northwestern Mutual Wealth Management
Wisconsin
$2.45M +$1.14M +27,215 +84%
Jane Street
10
Jane Street
New York
$1.48M -$1.94M -46,338 -56%
LNC
11
Lincoln National Corp
Pennsylvania
$957K +$91.8K +2,192 +10%
RJA
12
Raymond James & Associates
Florida
$914K +$181K +4,330 +24%
LPL Financial
13
LPL Financial
California
$894K -$202K -4,818 -18%
Citadel Advisors
14
Citadel Advisors
Florida
$659K +$672K +16,042 New
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$622K +$634K +15,140 New
FHA
16
Flagship Harbor Advisors
Massachusetts
$526K -$140K -3,350 -21%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$472K +$65.8K +1,571 +16%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$313K -$1.03M -24,615 -76%
GIA
19
Gladstone Institutional Advisory
Florida
$301K +$75K +1,791 +32%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$284K +$62.8K +1,500 +28%
Osaic Holdings
21
Osaic Holdings
Arizona
$206K +$209K +5,000 New
WQ
22
Wealth Quarterback
New Jersey
$6.82K
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
-$1.42M -34,055 Closed
MA
24
Mutual Advisors
Nebraska
-$681K -16,294 Closed

HMOP Hedge Fund Activity: Q1 2020 in Review

23 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Hartford Municipal Opportunities ETF (HMOP) for Q1 2020, worth a combined $143M — down 8.1% from $156M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new HMOP positions and 2 closed out — a net gain of 2 holders — while 9 added to existing stakes and 7 trimmed.

The largest buyer was Legacy Financial Advisors, opening a new position worth an estimated $5.49M. The largest seller was Hartford Investment Management Co (HIMCO), cutting an estimated $14.9M.

  • 23 institutional investors held Hartford Municipal Opportunities ETF (HMOP) as of Q1 2020, unchanged from Q4 2019.
  • Funds reported $143M of Hartford Municipal Opportunities ETF stock for Q1 2020, down 8.1% quarter-over-quarter.
  • 4 funds opened new Hartford Municipal Opportunities ETF positions in Q1 2020 and 2 closed out, a net change of +2 holders.
  • The largest Hartford Municipal Opportunities ETF buyer in Q1 2020 was Legacy Financial Advisors, an estimated $5.49M added.
  • The largest Hartford Municipal Opportunities ETF seller in Q1 2020 was Hartford Investment Management Co (HIMCO), an estimated $14.9M sold.

Based on aggregated 13F filings for Q1 2020.