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Hartford Municipal Opportunities ETF

23 hedge funds and large institutions have $156M invested in Hartford Municipal Opportunities ETF in 2019 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 9 increasing their positions, 2 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

800% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 1

350% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 2

53% more funds holding

Funds holding: 1523 (+8)

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

21% more capital invested

Capital invested by funds: $129M → $156M (+$26.8M)

6.34% more ownership

Funds ownership: 89.32%95.66% (+6.3%)

Holders
23
Holders Change
+8
Holders Change %
+53.33%
% of All Funds
0.45%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.06%
New
9
Increased
9
Reduced
2
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HIMCH
1
Hartford Investment Management Co (HIMCO)
Connecticut
$95.6M
AAS
2
Avantax Advisory Services
Texas
$17M +$1.44M +34,265 +9%
CAAS
3
Capital Asset Advisory Services
Michigan
$9.76M +$9.66M +230,190 New
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$7.54M +$7.57M +180,520 New
SG
5
Strid Group
Pennsylvania
$6.37M +$92.3K +2,201 +1%
Wellington Management Group
6
Wellington Management Group
Massachusetts
$5.11M
Jane Street
7
Jane Street
New York
$3.44M +$3.46M +82,378 New
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$1.42M +$1.43M +34,055 New
Northwestern Mutual Wealth Management
9
Northwestern Mutual Wealth Management
Wisconsin
$1.35M +$471K +11,237 +53%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$1.35M +$232K +5,530 +21%
SPIA
11
Steward Partners Investment Advisory
New York
$1.28M +$75.4K +1,798 +6%
LPL Financial
12
LPL Financial
California
$1.11M +$327K +7,801 +42%
LNC
13
Lincoln National Corp
Pennsylvania
$881K +$885K +21,088 New
RJA
14
Raymond James & Associates
Florida
$748K +$751K +17,900 New
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$700K -$357K -8,500 -34%
MA
16
Mutual Advisors
Nebraska
$681K +$684K +16,294 New
FHA
17
Flagship Harbor Advisors
Massachusetts
$675K +$12.6K +300 +2%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$415K +$417K +9,936 New
GIA
19
Gladstone Institutional Advisory
Florida
$231K +$19.6K +468 +9%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$226K +$126K +3,000 +125%
AG
21
Advisor Group
Arizona
$92K -$12.6K -300 -12%
WQ
22
Wealth Quarterback
New Jersey
$6.93K +$6.96K +166 New
UBS Group
23
UBS Group
Switzerland
-$42K -1,012 Closed

HMOP Hedge Fund Activity: Q4 2019 in Review

23 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Hartford Municipal Opportunities ETF (HMOP) for Q4 2019, worth a combined $156M — up 21% from $129M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new HMOP positions and 1 closed out — a net gain of 8 holders — while 9 added to existing stakes and 2 trimmed.

The largest buyer was Capital Asset Advisory Services, opening a new position worth an estimated $9.66M. The largest seller was Ladenburg Thalmann Financial Services, cutting an estimated $357K.

  • 23 institutional investors held Hartford Municipal Opportunities ETF (HMOP) as of Q4 2019, up from 15 in Q3 2019.
  • Funds reported $156M of Hartford Municipal Opportunities ETF stock for Q4 2019, up 21% quarter-over-quarter.
  • 9 funds opened new Hartford Municipal Opportunities ETF positions in Q4 2019 and 1 closed out, a net change of +8 holders.
  • The largest Hartford Municipal Opportunities ETF buyer in Q4 2019 was Capital Asset Advisory Services, an estimated $9.66M added.
  • The largest Hartford Municipal Opportunities ETF seller in Q4 2019 was Ladenburg Thalmann Financial Services, an estimated $357K sold.

Based on aggregated 13F filings for Q4 2019.