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Harmonic Inc

139 hedge funds and large institutions have $381M invested in Harmonic Inc in 2016 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 46 increasing their positions, 46 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

97.37% more ownership

Funds ownership: 0%97.37% (+97%)

62% more call options, than puts

Call options by funds: $315K | Put options by funds: $195K

43% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 14

2% more funds holding

Funds holding: 136139 (+3)

0% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 46

14% less capital invested

Capital invested by funds: $440M → $381M (-$59.8M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
139
Holders Change
+3
Holders Change %
+2.21%
% of All Funds
3.48%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
20
Increased
46
Reduced
46
Closed
14
Calls
$315K
Puts
$195K
Net Calls
+$120K
Net Calls Change
+$114K
Name Holding Trade Value Shares
Change
Change in
Stake
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$54.2M -$141K -27,480 -0.3%
RC
2
RGM Capital
Florida
$34.4M -$1.53M -297,703 -4%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$33M -$131K -25,506 -0.4%
BFA
4
BlackRock Fund Advisors
California
$32.4M +$4.3M +837,056 +15%
Vanguard Group
5
Vanguard Group
Pennsylvania
$27.2M +$633K +123,222 +2%
EIP
6
Epoch Investment Partners
New York
$25M -$2.11M -410,983 -8%
PA
7
Pinnacle Associates
New York
$22M -$1.36M -265,310 -6%
Fuller & Thaler Asset Management
8
Fuller & Thaler Asset Management
California
$12.3M +$22.5K +4,373 +0.2%
BIT
9
BlackRock Institutional Trust
California
$11.1M -$34K -6,617 -0.3%
Wells Fargo
10
Wells Fargo
California
$11.1M +$4.16M +809,178 +57%
State Street
11
State Street
Massachusetts
$8.95M +$534K +103,988 +6%
Wellington Management Group
12
Wellington Management Group
Massachusetts
$8.55M +$1.88M +366,033 +27%
RA
13
Royce & Associates
New York
$6.12M -$3.4M -662,000 -35%
Renaissance Technologies
14
Renaissance Technologies
New York
$4.93M -$853K -166,100 -14%
Northern Trust
15
Northern Trust
Illinois
$4.58M +$126K +24,618 +3%
SFM
16
Systematic Financial Management
New Jersey
$4.55M +$669K +130,266 +17%
Bank of New York Mellon
17
Bank of New York Mellon
New York
$4.27M +$579K +112,679 +15%
Charles Schwab
18
Charles Schwab
California
$3.68M +$650K +126,560 +21%
PAMP
19
Polar Asset Management Partners
Ontario, Canada
$3.54M +$1.58M +308,454 +77%
OCM
20
Olstein Capital Management
New York
$3.48M +$1.25M +243,900 +54%
NFA
21
Nationwide Fund Advisors
Ohio
$3.31M -$89.7K -17,459 -3%
Bank of America
22
Bank of America
North Carolina
$3.3M +$212K +41,316 +7%
Invesco
23
Invesco
Georgia
$2.96M +$158K +30,811 +5%
Geode Capital Management
24
Geode Capital Management
Massachusetts
$2.94M +$76.6K +14,905 +3%
Principal Financial Group
25
Principal Financial Group
Iowa
$2.87M +$51.6K +10,049 +2%

HLIT Hedge Fund Activity: Q4 2016 in Review

139 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Harmonic Inc (HLIT) for Q4 2016, worth a combined $381M — down 14% from $440M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new HLIT positions and 14 closed out — a net gain of 6 holders — while 46 added to existing stakes and 46 trimmed.

The largest buyer was BlackRock Fund Advisors, adding an estimated $4.3M. The largest seller was Royce & Associates, cutting an estimated $3.4M.

  • 139 institutional investors held Harmonic Inc (HLIT) as of Q4 2016, up from 136 in Q3 2016.
  • Funds reported $381M of Harmonic Inc stock for Q4 2016, down 14% quarter-over-quarter.
  • 20 funds opened new Harmonic Inc positions in Q4 2016 and 14 closed out, a net change of +6 holders.
  • The largest Harmonic Inc buyer in Q4 2016 was BlackRock Fund Advisors, an estimated $4.3M added.
  • The largest Harmonic Inc seller in Q4 2016 was Royce & Associates, an estimated $3.4M sold.

Based on aggregated 13F filings for Q4 2016.