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Harmonic Inc

151 hedge funds and large institutions have $553M invested in Harmonic Inc in 2014 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 53 increasing their positions, 64 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

372% more call options, than puts

Call options by funds: $151K | Put options by funds: $32K

4% less funds holding

Funds holding: 157151 (-6)

7% less capital invested

Capital invested by funds: $594M → $553M (-$41.3M)

17% less repeat investments, than reductions

Existing positions increased: 53 | Existing positions reduced: 64

33% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 18

50% less funds holding in top 10

Funds holding in top 10: 42 (-2)

Holders
151
Holders Change
-6
Holders Change %
-3.82%
% of All Funds
4.36%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.06%
New
12
Increased
53
Reduced
64
Closed
18
Calls
$151K
Puts
$32K
Net Calls
+$119K
Net Calls Change
+$16K
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$45.6M +$977K +145,372 +2%
Dimensional Fund Advisors
2
Dimensional Fund Advisors
Texas
$40.2M +$1.58M +235,540 +4%
BFA
3
BlackRock Fund Advisors
California
$38.7M -$559K -83,250 -2%
EIP
4
Epoch Investment Partners
New York
$38M +$9.85M +1,465,560 +38%
CIM
5
Corbyn Investment Management
Maryland
$29.9M -$22.2K -3,300 -0.1%
PA
6
Pinnacle Associates
New York
$23.5M -$851K -126,688 -4%
BIT
7
BlackRock Institutional Trust
California
$22.3M +$1.62M +240,754 +8%
PCMI
8
Paradigm Capital Management Inc
New York
$19.6M -$6.04M -898,400 -25%
State Street
9
State Street
Massachusetts
$17.2M -$3.52K -523 -0%
ICOM
10
Investment Counselors of Maryland
Maryland
$15.8M -$503K -74,905 -3%
Wells Fargo
11
Wells Fargo
California
$13.5M -$4.76M -708,700 -27%
KCM
12
Kennedy Capital Management
Missouri
$12.3M -$79K -11,759 -0.7%
PAM
13
Panagora Asset Management
Massachusetts
$11.8M -$3.35M -498,320 -23%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$11.2M +$10.5K +1,555 +0.1%
Fuller & Thaler Asset Management
15
Fuller & Thaler Asset Management
California
$11M +$2.78M +413,300 +37%
Northern Trust
16
Northern Trust
Illinois
$9.54M -$1.07M -159,377 -11%
BA
17
BlackRock Advisors
Delaware
$9.54M -$576K -85,674 -6%
Ameriprise
18
Ameriprise
Minnesota
$9.08M +$60.4K +8,990 +0.7%
CM
19
CS McKee
Pennsylvania
$8.09M -$723K -107,630 -9%
Norges Bank
20
Norges Bank
Norway
$7.72M
T. Rowe Price Associates
21
T. Rowe Price Associates
Maryland
$7.26M
Jacobs Levy Equity Management
22
Jacobs Levy Equity Management
New Jersey
$6.54M -$75.9K -11,300 -1%
JP Morgan Chase
23
JP Morgan Chase
New York
$6.52M -$7.16M -1,064,939 -54%
Charles Schwab
24
Charles Schwab
California
$6.13M +$53.3K +7,924 +0.9%
RA
25
Royce & Associates
New York
$5.74M +$4.39M +653,377 +436%

HLIT Hedge Fund Activity: Q1 2014 in Review

151 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Harmonic Inc (HLIT) for Q1 2014, worth a combined $553M — down 7% from $594M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of HLIT and 12 opened new positions — a net loss of 6 holders — while 64 trimmed existing stakes and 53 added.

The largest buyer was Epoch Investment Partners, adding an estimated $9.85M. The largest seller was Parnassus Investments, exiting entirely with an estimated $14.2M sold.

  • 151 institutional investors held Harmonic Inc (HLIT) as of Q1 2014, down from 157 in Q4 2013.
  • Funds reported $553M of Harmonic Inc stock for Q1 2014, down 7% quarter-over-quarter.
  • 12 funds opened new Harmonic Inc positions in Q1 2014 and 18 closed out, a net change of -6 holders.
  • The largest Harmonic Inc buyer in Q1 2014 was Epoch Investment Partners, an estimated $9.85M added.
  • The largest Harmonic Inc seller in Q1 2014 was Parnassus Investments, an estimated $14.2M sold.

Based on aggregated 13F filings for Q1 2014.