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Harmonic Inc

136 hedge funds and large institutions have $301M invested in Harmonic Inc in 2015 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 51 increasing their positions, 44 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more call options, than puts

Call options by funds: $15K | Put options by funds: $8K

16% more repeat investments, than reductions

Existing positions increased: 51 | Existing positions reduced: 44

8% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 13

0% more funds holding

Funds holding: 136136 (0)

31% less capital invested

Capital invested by funds: $437M → $301M (-$136M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
136
Holders Change
Holders Change %
0%
% of All Funds
3.57%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
14
Increased
51
Reduced
44
Closed
13
Calls
$15K
Puts
$8K
Net Calls
+$7K
Net Calls Change
+$126K
Name Holding Trade Value Shares
Change
Change in
Stake
KCM
26
Kennedy Capital Management
Missouri
$2.43M -$948K -177,945 -23%
JP Morgan Chase
27
JP Morgan Chase
New York
$2.41M -$2.1M -393,981 -40%
Principal Financial Group
28
Principal Financial Group
Iowa
$2.4M +$97K +18,219 +3%
Bank of America
29
Bank of America
North Carolina
$2.17M +$145K +27,292 +5%
Goldman Sachs
30
Goldman Sachs
New York
$2.16M +$440K +82,690 +18%
OCM
31
Olstein Capital Management
New York
$1.95M +$533K +100,000 +26%
PPA
32
Parametric Portfolio Associates
Washington
$1.85M -$329K -61,702 -12%
Charles Schwab
33
Charles Schwab
California
$1.81M -$1.17M -220,411 -33%
Ameriprise
34
Ameriprise
Minnesota
$1.66M -$91.2K -17,120 -4%
PAM
35
Panagora Asset Management
Massachusetts
$1.58M -$126K -23,674 -6%
BIM
36
BlackRock Investment Management
Delaware
$1.52M -$2.5K -470 -0.1%
D.E. Shaw & Co
37
D.E. Shaw & Co
New York
$1.51M +$947K +177,711 +92%
New York State Teachers Retirement System (NYSTRS)
38
New York State Teachers Retirement System (NYSTRS)
New York
$1.31M -$11.2K -2,100 -0.6%
Deutsche Bank
39
Deutsche Bank
Germany
$1.2M -$730K -137,064 -32%
TCIM
40
TIAA CREF Investment Management
New York
$1.19M -$49.2K -9,229 -3%
SIM
41
Spark Investment Management
New York
$1.16M +$777K +145,800 +105%
California Public Employees Retirement System
42
California Public Employees Retirement System
California
$1.06M +$82.6K +15,500 +6%
RFC
43
Russell Frank Company
Washington
$1.03M +$48K +9,009 +4%
Two Sigma Investments
44
Two Sigma Investments
New York
$999K +$1.31M +245,507 New
VOYA Investment Management
45
VOYA Investment Management
Georgia
$902K
Prudential Financial
46
Prudential Financial
New Jersey
$804K -$10.1K -1,905 -1%
Royal Bank of Canada
47
Royal Bank of Canada
Ontario, Canada
$711K +$908K +170,438 +4,007%
TU
48
TDAM USA
Ontario, Canada
$709K -$81.5K -15,300 -8%
Thrivent Financial for Lutherans
49
Thrivent Financial for Lutherans
Minnesota
$685K +$24.7K +4,630 +3%
California State Teachers Retirement System (CalSTRS)
50
California State Teachers Retirement System (CalSTRS)
California
$668K +$15.3K +2,881 +2%

HLIT Hedge Fund Activity: Q4 2015 in Review

136 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Harmonic Inc (HLIT) for Q4 2015, worth a combined $301M — down 31% from $437M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new HLIT positions and 13 closed out — a net gain of 1 holder — while 51 added to existing stakes and 44 trimmed.

The largest buyer was T. Rowe Price Associates, adding an estimated $2.65M. The largest seller was Royce & Associates, cutting an estimated $6.15M.

  • 136 institutional investors held Harmonic Inc (HLIT) as of Q4 2015, unchanged from Q3 2015.
  • Funds reported $301M of Harmonic Inc stock for Q4 2015, down 31% quarter-over-quarter.
  • 14 funds opened new Harmonic Inc positions in Q4 2015 and 13 closed out, a net change of +1 holder.
  • The largest Harmonic Inc buyer in Q4 2015 was T. Rowe Price Associates, an estimated $2.65M added.
  • The largest Harmonic Inc seller in Q4 2015 was Royce & Associates, an estimated $6.15M sold.

Based on aggregated 13F filings for Q4 2015.