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HFSI

Hartford Strategic Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
NECFA
1
New England Capital Financial Advisors
Connecticut
$88.4M +$79.1M +2,228,972 +705%
Northwestern Mutual Wealth Management
2
Northwestern Mutual Wealth Management
Wisconsin
$73.7M +$11.9M +334,128 +19%
HFM
3
Hartford Funds Management
Pennsylvania
$53.4M -$1.23M -34,603 -2%
Bank of America
4
Bank of America
North Carolina
$42.4M +$43.3M +1,221,387 New
Raymond James Financial
5
Raymond James Financial
Florida
$41.3M +$23.3M +656,707 +123%
BEI
6
Benjamin Edwards Inc
Missouri
$33.7M +$34.5M +971,387 New
RMS
7
Retirement Management Systems
Maryland
$25.1M +$2.51M +70,594 +11%
MWM
8
Modern Wealth Management
Kansas
$24.6M +$2.68M +75,521 +12%
BFG
9
Bleakley Financial Group
New Jersey
$21.3M -$1.49M -42,036 -6%
NRI
10
NFP Retirement Inc
California
$20.9M +$21.3M +601,079 New
Osaic Holdings
11
Osaic Holdings
Arizona
$16.1M +$737K +20,774 +5%
CWM
12
Centric Wealth Management
Illinois
$14.4M +$912K +25,705 +7%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$13.4M +$13.7M +385,482 +116,813%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$11.9M +$12.2M +344,031 New
LOIP
15
Live Oak Investment Partners
Texas
$8.87M +$2.76M +77,784 +44%
Stifel Financial
16
Stifel Financial
Missouri
$8.34M +$655K +18,451 +8%
MA
17
Mutual Advisors
Nebraska
$7.73M +$7.9M +222,529 New
CFG
18
Citizens Financial Group
Rhode Island
$7.55M +$3.59M +101,257 +88%
MOS
19
MGO One Seven
Ohio
$7.33M +$2.36M +66,443 +46%
WAM
20
WNY Asset Management
New York
$6.25M +$6.39M +180,087 New
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$5.71M +$2.24M +63,139 +62%
Truist Financial
22
Truist Financial
North Carolina
$5.61M +$5.73M +161,539 New
Wealth Enhancement Advisory Services
23
Wealth Enhancement Advisory Services
Minnesota
$5.6M -$1.33M -37,388 -19%
Jones Financial Companies
24
Jones Financial Companies
Missouri
$5.17M +$3.47M +97,694 +190%
SA
25
Sanctuary Advisors
Indiana
$4.73M +$1.91M +53,786 +65%