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HFSI

Hartford Strategic Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
NECFA
1
New England Capital Financial Advisors
Connecticut
$96.4M +$6.95M +197,332 +8%
Northwestern Mutual Wealth Management
2
Northwestern Mutual Wealth Management
Wisconsin
$91.4M +$16.8M +475,941 +22%
Bank of America
3
Bank of America
North Carolina
$74.1M +$31.2M +885,847 +73%
Raymond James Financial
4
Raymond James Financial
Florida
$55.7M +$13.9M +394,494 +33%
HFM
5
Hartford Funds Management
Pennsylvania
$54.8M +$797K +22,652 +1%
BEI
6
Benjamin Edwards Inc
Missouri
$34.1M -$102K -2,885 -0.3%
RMS
7
Retirement Management Systems
Maryland
$29.3M +$3.86M +109,645 +15%
MWM
8
Modern Wealth Management
Kansas
$27.2M +$2.38M +67,633 +10%
Osaic Holdings
9
Osaic Holdings
Arizona
$25.3M +$9.09M +258,318 +56%
BFG
10
Bleakley Financial Group
New Jersey
$22.6M +$1.06M +30,134 +5%
NRI
11
NFP Retirement Inc
California
$21.1M -$5.56K -158 -0%
CWM
12
Centric Wealth Management
Illinois
$14.4M
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$13.7M +$137K +3,903 +1%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$13.1M +$1.01M +28,680 +8%
Jones Financial Companies
15
Jones Financial Companies
Missouri
$11.1M +$5.79M +164,453 +110%
Stifel Financial
16
Stifel Financial
Missouri
$10.8M +$2.39M +67,868 +28%
LOIP
17
Live Oak Investment Partners
Texas
$9.38M +$399K +11,341 +4%
Focus Partners Wealth
18
Focus Partners Wealth
Massachusetts
$8.98M +$8.99M +255,309 New
MA
19
Mutual Advisors
Nebraska
$8.6M +$774K +21,976 +10%
GVAG
20
Great Valley Advisor Group
Delaware
$8.21M +$8.22M +233,559 New
CFG
21
Citizens Financial Group
Rhode Island
$7.95M +$302K +8,591 +4%
LPL Financial
22
LPL Financial
California
$7.41M +$7.42M +210,893 New
MOS
23
MGO One Seven
Ohio
$7.11M -$314K -8,929 -4%
Truist Financial
24
Truist Financial
North Carolina
$6.84M +$1.16M +33,058 +20%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$6.29M +$514K +14,594 +9%