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Swan Hedged Equity US Large Cap ETF

38 hedge funds and large institutions have $142M invested in Swan Hedged Equity US Large Cap ETF in 2023 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 11 increasing their positions, 16 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 3

12% more funds holding

Funds holding: 3438 (+4)

12% more capital invested

Capital invested by funds: $127M → $142M (+$14.9M)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

4.32% less ownership

Funds ownership: 69.28%64.96% (-4.3%)

31% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 16

Holders
38
Holders Change
+4
Holders Change %
+11.76%
% of All Funds
0.55%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
8
Increased
11
Reduced
16
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SGI
1
Swan Global Investments
Colorado
$59.5M -$4.72M -253,701 -8%
Carson Wealth (CWM LLC)
2
Carson Wealth (CWM LLC)
Nebraska
$21.7M +$8.76M +470,492 +73%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$17.6M -$626K -33,631 -4%
BPA
4
Beacon Pointe Advisors
California
$9.86M -$4.36M -234,302 -32%
RGF
5
Retirement Guys Formula
Ohio
$7.24M -$464K -24,933 -6%
ARC
6
Advisor Resource Council
Texas
$4.59M +$4.06M +218,254 +1,289%
AI
7
Atria Investments
North Carolina
$2.97M +$548K +29,439 +24%
Jane Street
8
Jane Street
New York
$1.86M +$1.77M +95,211 New
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$1.73M -$105K -5,647 -6%
Osaic Holdings
10
Osaic Holdings
Arizona
$1.47M -$122K -6,560 -8%
Stifel Financial
11
Stifel Financial
Missouri
$1.37M +$372K +19,967 +40%
SWM
12
Spire Wealth Management
Virginia
$1.31M -$92K -4,941 -7%
LPL Financial
13
LPL Financial
California
$1.01M +$184K +9,896 +24%
SPWG
14
Syntegra Private Wealth Group
Missouri
$991K -$159K -8,524 -14%
BCI
15
Brinker Capital Investments
Pennsylvania
$974K +$180K +9,674 +24%
OPS
16
Orion Portfolio Solutions
Nebraska
$974K +$180K +9,674 +24%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$756K +$357K +19,168 +98%
CCM
18
Chilton Capital Management
Texas
$754K +$592K +31,792 +465%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$487K -$92.2K -4,952 -17%
FFN
20
Focus Financial Network
Minnesota
$458K +$435K +23,378 New
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$456K +$435K +23,380 New
WN
22
Williams & Novak
California
$420K +$401K +21,525 New
DAS
23
Dynamic Advisor Solutions
Arizona
$416K +$192K +10,307 +92%
CFD
24
Creative Financial Designs
Indiana
$391K -$64.3K -3,454 -15%
CWA
25
Clearview Wealth Advisors
Oregon
$350K -$66.6K -3,580 -17%

HEGD Hedge Fund Activity: Q4 2023 in Review

38 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Swan Hedged Equity US Large Cap ETF (HEGD) for Q4 2023, worth a combined $142M — up 12% from $127M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new HEGD positions and 3 closed out — a net gain of 5 holders — while 11 added to existing stakes and 16 trimmed.

The largest buyer was Carson Wealth (CWM LLC), adding an estimated $8.76M. The largest seller was Swan Global Investments, cutting an estimated $4.72M.

  • 38 institutional investors held Swan Hedged Equity US Large Cap ETF (HEGD) as of Q4 2023, up from 34 in Q3 2023.
  • Funds reported $142M of Swan Hedged Equity US Large Cap ETF stock for Q4 2023, up 12% quarter-over-quarter.
  • 8 funds opened new Swan Hedged Equity US Large Cap ETF positions in Q4 2023 and 3 closed out, a net change of +5 holders.
  • The largest Swan Hedged Equity US Large Cap ETF buyer in Q4 2023 was Carson Wealth (CWM LLC), an estimated $8.76M added.
  • The largest Swan Hedged Equity US Large Cap ETF seller in Q4 2023 was Swan Global Investments, an estimated $4.72M sold.

Based on aggregated 13F filings for Q4 2023.