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Swan Hedged Equity US Large Cap ETF

27 hedge funds and large institutions have $62.8M invested in Swan Hedged Equity US Large Cap ETF in 2022 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 14 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

10% less funds holding

Funds holding: 3027 (-3)

11.01% less ownership

Funds ownership: 57.92%46.91% (-11%)

31% less capital invested

Capital invested by funds: $91.2M → $62.8M (-$28.4M)

43% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 14

50% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 6

Holders
27
Holders Change
-3
Holders Change %
-10%
% of All Funds
0.47%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
3
Increased
8
Reduced
14
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$21.4M +$2.35M +135,959 +12%
BPA
2
Beacon Pointe Advisors
California
$16.6M -$1.89M -109,208 -10%
RGF
3
Retirement Guys Formula
Ohio
$9.53M -$240K -13,864 -2%
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$2.9M +$175K +10,136 +6%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$1.99M -$25.8K -1,492 -1%
CW
6
CreativeOne Wealth
Kansas
$1.49M -$1.35M -77,974 -47%
Baird Financial Group
7
Baird Financial Group
Wisconsin
$1.49M +$458K +26,434 +43%
CC
8
Claybrook Capital
Massachusetts
$1.09M -$17.3K -1,000 -2%
Osaic Holdings
9
Osaic Holdings
Arizona
$964K -$21.1M -1,216,927 -96%
CCFM
10
Clear Creek Financial Management
Washington
$762K -$130K -7,492 -14%
CFD
11
Creative Financial Designs
Indiana
$537K -$19.5K -1,128 -3%
CWA
12
Clearview Wealth Advisors
Oregon
$536K -$42.5K -2,458 -7%
LPL Financial
13
LPL Financial
California
$488K +$22.5K +1,297 +5%
IFG
14
Independent Financial Group
California
$449K +$45.4K +2,622 +11%
Stifel Financial
15
Stifel Financial
Missouri
$442K +$86.1K +4,972 +23%
Jane Street
16
Jane Street
New York
$413K -$1.68M -97,295 -80%
AWS
17
Atria Wealth Solutions
New York
$391K +$2.3K +133 +0.6%
KWM
18
Kingsview Wealth Management
Oregon
$353K -$19.4K -1,120 -5%
OPS
19
Orion Portfolio Solutions
Nebraska
$341K -$2.04K -118 -0.6%
AAS
20
Avantax Advisory Services
Texas
$274K -$184K -10,625 -39%
OMC
21
Old Mission Capital
Illinois
$230K +$237K +13,673 New
UBS Group
22
UBS Group
Switzerland
$47K +$48.7K +2,814 New
Carson Wealth (CWM LLC)
23
Carson Wealth (CWM LLC)
Nebraska
$43K +$9.95K +575 +29%
PA
24
Parallel Advisors
California
$9K -$95.2K -5,500 -91%
CFGS
25
Concourse Financial Group Securities
Alabama
$4K

HEGD Hedge Fund Activity: Q3 2022 in Review

27 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Swan Hedged Equity US Large Cap ETF (HEGD) for Q3 2022, worth a combined $62.8M — down 31% from $91.2M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of HEGD and 3 opened new positions — a net loss of 3 holders — while 14 trimmed existing stakes and 8 added.

The largest buyer was Envestnet Asset Management, adding an estimated $2.35M. The largest seller was Osaic Holdings, cutting an estimated $21.1M.

  • 27 institutional investors held Swan Hedged Equity US Large Cap ETF (HEGD) as of Q3 2022, down from 30 in Q2 2022.
  • Funds reported $62.8M of Swan Hedged Equity US Large Cap ETF stock for Q3 2022, down 31% quarter-over-quarter.
  • 3 funds opened new Swan Hedged Equity US Large Cap ETF positions in Q3 2022 and 6 closed out, a net change of -3 holders.
  • The largest Swan Hedged Equity US Large Cap ETF buyer in Q3 2022 was Envestnet Asset Management, an estimated $2.35M added.
  • The largest Swan Hedged Equity US Large Cap ETF seller in Q3 2022 was Osaic Holdings, an estimated $21.1M sold.

Based on aggregated 13F filings for Q3 2022.