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HCAP

Harvest Capital Credit Corporation
HCAP

Delisted

HCAP was delisted on the 8th of June, 2021.

Name Holding Trade Value Shares
Change
Change in
Stake
Janney Montgomery Scott
1
Janney Montgomery Scott
Pennsylvania
$996K +$36.7K +2,753 +4%
CAM
2
Cubic Asset Management
Massachusetts
$731K – – –
Bank of America
3
Bank of America
North Carolina
$715K – – –
William Blair & Company
4
William Blair & Company
Illinois
$488K -$13.3K -1,000 -3%
SCM
5
Shelton Capital Management
Colorado
$471K – – –
LTFS
6
Ladenburg Thalmann Financial Services
Florida
$379K +$386K +28,932 New
US Bancorp
7
US Bancorp
Minnesota
$284K – – –
Morgan Stanley
8
Morgan Stanley
New York
$226K -$459K -34,434 -67%
CIM
9
Confluence Investment Management
Missouri
$219K – – –
Goldman Sachs
10
Goldman Sachs
New York
$202K -$279K -20,953 -58%
GC
11
Globeflex Capital
California
$61K – – –
UBS Group
12
UBS Group
Switzerland
$22K +$18.6K +1,398 +546%
KF
13
Krilogy Financial
Missouri
$19K +$19.4K +1,454 New
Acadian Asset Management
14
Acadian Asset Management
Massachusetts
$18K +$18.3K +1,376 New
ClearBridge Investments
15
ClearBridge Investments
New York
$13K +$13.3K +1,000 New
Wells Fargo
16
Wells Fargo
California
$10K – – –
AIM
17
Acrospire Investment Management
Illinois
$5K -$53.2K -3,987 -91%
Citigroup
18
Citigroup
New York
$5K +$5.07K +380 New
TRCT
19
Tower Research Capital (TRC)
New York
$1K -$2.24K -168 -67%
Creative Planning
20
Creative Planning
Kansas
– -$264K -20,000 Closed
Millennium Management
21
Millennium Management
New York
– -$141K -10,655 Closed
JP Morgan Chase
22
JP Morgan Chase
New York
– -$70K -5,298 Closed
Manulife (Manufacturers Life Insurance)
23
Manulife (Manufacturers Life Insurance)
Ontario, Canada
– -$1K -77 Closed