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State Street SPDR S&P China ETF

97 hedge funds and large institutions have $285M invested in State Street SPDR S&P China ETF in 2013 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 31 increasing their positions, 24 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

122% more call options, than puts

Call options by funds: $257K | Put options by funds: $116K

44% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 16

29% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 24

8% more funds holding

Funds holding: 9097 (+7)

7% more capital invested

Capital invested by funds: $266M → $285M (+$19M)

2.16% more ownership

Funds ownership: 29.63%31.79% (+2.2%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
97
Holders Change
+7
Holders Change %
+7.78%
% of All Funds
2.82%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
23
Increased
31
Reduced
24
Closed
16
Calls
$257K
Puts
$116K
Net Calls
+$141K
Net Calls Change
+$364K
Name Holding Trade Value Shares
Change
Change in
Stake
RJA
26
Raymond James & Associates
Florida
$1.92M +$1.15K +15 +0.1%
SIA
27
Spruce Investment Advisors
Connecticut
$1.91M -$103K -1,341 -5%
MIP
28
Marietta Investment Partners
Wisconsin
$1.87M +$5.37K +70 +0.3%
LPL Financial
29
LPL Financial
California
$1.77M +$349K +4,550 +25%
CCT
30
Country Club Trust
Missouri
$1.65M -$66K -860 -4%
FTUS
31
Flow Traders U.S.
New York
$1.6M -$2.36M -30,824 -60%
HK
32
Horizon Kinetics
New York
$1.6M
SG Americas Securities
33
SG Americas Securities
New York
$1.56M +$1.53M +20,000 New
Wells Fargo
34
Wells Fargo
California
$1.51M +$711K +9,264 +91%
TFCP
35
Twin Focus Capital Partners
Massachusetts
$1.51M
Jane Street
36
Jane Street
New York
$1.49M -$5.29M -68,936 -78%
LS
37
Lattice Strategies
Pennsylvania
$1.36M +$84.4K +1,100 +7%
OC
38
Oppenheimer & Co
New York
$1.27M +$1.25M +16,263 New
VKH
39
Virtu KCG Holdings
New York
$1.26M +$524K +6,829 +73%
FMI
40
Factory Mutual Insurance
Massachusetts
$1.25M
VST
41
Van Strum & Towne
California
$1.14M
BHB
42
Bank Hapoalim BM
Israel
$1.13M +$1.11M +14,442 New
DAS
43
Dynamic Advisor Solutions
Arizona
$1.02M +$1M +13,076 New
KKRC
44
Kohlberg Kravis Roberts & Co
New York
$935K +$920K +12,000 New
BHWM
45
Bar Harbor Wealth Management
New Hampshire
$925K -$77.7K -1,013 -8%
LTFS
46
Ladenburg Thalmann Financial Services
Florida
$834K +$776K +10,112 +1,723%
CA
47
Cetera Advisors
Colorado
$819K +$107K +1,400 +15%
Invesco
48
Invesco
Georgia
$790K +$422K +5,500 +119%
JGUA
49
John G. Ullman & Associates
New York
$733K -$46K -600 -6%
SCM
50
Stellar Capital Management
Arizona
$692K +$681K +8,880 New

GXC Hedge Fund Activity: Q4 2013 in Review

97 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P China ETF (GXC) for Q4 2013, worth a combined $285M — up 7.1% from $266M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new GXC positions and 16 closed out — a net gain of 7 holders — while 31 added to existing stakes and 24 trimmed.

The largest buyer was Susquehanna International Group, adding an estimated $5.31M. The largest seller was Fidelity Investments, exiting entirely with an estimated $8.68M sold.

  • 97 institutional investors held State Street SPDR S&P China ETF (GXC) as of Q4 2013, up from 90 in Q3 2013.
  • Funds reported $285M of State Street SPDR S&P China ETF stock for Q4 2013, up 7.1% quarter-over-quarter.
  • 23 funds opened new State Street SPDR S&P China ETF positions in Q4 2013 and 16 closed out, a net change of +7 holders.
  • The largest State Street SPDR S&P China ETF buyer in Q4 2013 was Susquehanna International Group, an estimated $5.31M added.
  • The largest State Street SPDR S&P China ETF seller in Q4 2013 was Fidelity Investments, an estimated $8.68M sold.

Based on aggregated 13F filings for Q4 2013.