Oppenheimer & Co’s State Street SPDR S&P China ETF GXC Stock Holding History

Oppenheimer & Co’s Portfolio GXC Stock Details GXC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-3,569	Closed	-$284K	–	1503
2014 Q4	$284K	Sell	3,569 -1,714	-32%	-$134K	0.01%	1053
2014 Q3	$405K	Sell	5,283 -2,698	-34%	-$216K	0.01%	933
2014 Q2	$600K	Sell	7,981 -4,492	-36%	-$328K	0.02%	786
2014 Q1	$907K	Sell	12,473 -3,790	-23%	-$276K	0.03%	633
2013 Q4	$1.27M	Buy	+16,263	New	+$1.25M	0.04%	490

Other funds holding GXC

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PPFA

Provida Pension Fund Administrator Las Condes, Santiago, Chile $5.78B AUM 21.16% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

PVH

Psagot Value Holdings Tel Aviv, Israel $11M AUM 32.09% 1-Year Est. Return

Savant Capital Rockford, Illinois $20.7B AUM 19.76% 1-Year Est. Return

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

CCMG

Clark Capital Management Group Philadelphia, Pennsylvania $16.2B AUM 29.8% 1-Year Est. Return

USAA

United Services Automobile Association San Antonio, Texas $851M AUM 5.13% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Oppenheimer & Co's GXC Position: Q1 2015 in Review

Oppenheimer & Co sold out of State Street SPDR S&P China ETF (GXC) in Q1 2015, closing a stake of 3,569 shares — an estimated $284K sold.

Oppenheimer & Co first reported a position in GXC in Q4 2013 and held it in 5 quarters. The position peaked at $1.27M in Q4 2013. 100 funds tracked by Wall St. Rank hold GXC as of Q1 2015.

Oppenheimer & Co reported no remaining State Street SPDR S&P China ETF position as of Q1 2015 after selling out during the quarter.
Oppenheimer & Co sold 3,569 State Street SPDR S&P China ETF shares in Q1 2015, an estimated $284K.
Oppenheimer & Co first reported a position in State Street SPDR S&P China ETF in Q4 2013 and held it in 5 quarters.
Oppenheimer & Co's State Street SPDR S&P China ETF position peaked at $1.27M in Q4 2013.
100 funds tracked by Wall St. Rank held State Street SPDR S&P China ETF as of Q1 2015.

Based on Oppenheimer & Co's 13F filing for Q1 2015, filed 8 May 2015.