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Northern Trust Morningstar Global Upstream Natural Resources ETF

Name Holding Trade Value Shares
Change
Change in
Stake
TAT
101
TD Ameritrade Trust
Colorado
– -$7.06M -222,896 Closed
Susquehanna International Group
102
Susquehanna International Group
Pennsylvania
– -$2.01M -64,560 Closed
Jane Street
103
Jane Street
New York
– -$1.53M -49,096 Closed
RFS
104
Rockefeller Financial Services
New York
– -$514K -16,500 Closed
CFB
105
Cullen/Frost Bankers
Texas
– -$234K -7,500 Closed
BF
106
BOK Financial
Oklahoma
– -$180K -5,795 Closed
BlackRock
107
BlackRock
New York
– -$64K -2,056 Closed
Bank of Montreal
108
Bank of Montreal
Ontario, Canada
– -$45K -1,455 Closed
GWA
109
Guidant Wealth Advisors
Illinois
– -$38K -1,230 Closed
IP
110
Isthmus Partners
Wisconsin
– -$20K -630 Closed
SEI Investments
111
SEI Investments
Pennsylvania
– -$13K -426 Closed
EWM
112
Evercore Wealth Management
New York
– -$12K -378 Closed
Thrivent Financial for Lutherans
113
Thrivent Financial for Lutherans
Minnesota
– -$10K -320 Closed