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Northern Trust Morningstar Global Upstream Natural Resources ETF

Name Holding Trade Value Shares
Change
Change in
Stake
AWA
26
Arete Wealth Advisors
Illinois
$2.66M +$2.58M +85,450 New
CL
27
CPWM LLC
Washington
$2.65M
LFG
28
LifePlan Financial Group
Ohio
$2.63M -$27.8K -920 -1%
F
29
Filament
Washington
$2.56M +$178K +5,875 +8%
LPL Financial
30
LPL Financial
California
$2.47M +$243K +8,049 +11%
Susquehanna International Group
31
Susquehanna International Group
Pennsylvania
$2.01M +$766K +25,348 +65%
LNB
32
Ledyard National Bank
$1.89M -$550K -18,191 -23%
CAI
33
Capital Advisors Inc
Oklahoma
$1.84M +$99.3K +3,288 +6%
LS
34
Lattice Strategies
Pennsylvania
$1.63M -$96.7K -3,200 -6%
Jane Street
35
Jane Street
New York
$1.53M -$6.27M -207,425 -81%
UBS Group
36
UBS Group
Switzerland
$960K -$121 -4 -0%
CPIG
37
Chicago Partners Investment Group
Illinois
$828K -$640K -21,183 -44%
YP
38
Yellowstone Partners
Idaho
$745K +$722K +23,912 New
Cambridge Investment Research Advisors
39
Cambridge Investment Research Advisors
Iowa
$675K +$75.9K +2,512 +13%
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$593K +$156K +5,156 +37%
RFS
41
Rockefeller Financial Services
New York
$514K
FIB
42
First Interstate Bank
Montana
$496K
TFF
43
The Family Firm
Maryland
$467K
US Bancorp
44
US Bancorp
Minnesota
$457K +$372K +12,312 +518%
CA
45
Cetera Advisors
Colorado
$380K -$66.3K -2,194 -15%
EAMA
46
EFG Asset Management (Americas)
Florida
$379K +$69.9K +2,315 +23%
Commonwealth Equity Services
47
Commonwealth Equity Services
Massachusetts
$363K +$105K +3,475 +42%
OC
48
Oppenheimer & Co
New York
$337K -$83.1K -2,750 -20%
WPA
49
Winning Points Advisors
Florida
$330K
SFA
50
Sequoia Financial Advisors
Ohio
$313K -$58.7K -1,944 -16%