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Northern Trust Morningstar Global Upstream Natural Resources ETF
GUNR

Name Holding Trade Value Shares
Change 		Change in
Stake
CFG
326
Clayton Financial Group
Missouri
– -$540K -9,795 Closed
CHAM
327
Clear Harbor Asset Management
Connecticut
– -$333K -6,035 Closed
LSIA
328
LaSalle St. Investment Advisors
Illinois
– -$261K -4,729 Closed
HA
329
Herold Advisors
New York
– -$235K -4,258 Closed
IWC
330
Integrated Wealth Concepts
Massachusetts
– -$225K -4,078 Closed
VCM
331
Vavra Capital Management
Pennsylvania
– -$221K -3,998 Closed
MAC
332
Mason & Associates (California)
California
– -$210K -3,870 Closed
EFS
333
Essex Financial Services
Connecticut
– -$208K -3,771 Closed
FCM
334
Fortis Capital Management
Washington
– -$204K -3,705 Closed
AL
335
Aspiriant LLC
California
– -$200K -3,633 Closed
AP
336
Advisors Preferred
Maryland
– -$184K -3,340 Closed
EP
337
Essential Partners
California
– -$60.7K -1,100 Closed
GM
338
GeoWealth Management
Illinois
– -$30.9K -561 Closed
SIS
339
Sound Income Strategies
Florida
– -$18.6K -338 Closed
YP
340
YANKCOM Partnership
South Dakota
– -$15.1K -273 Closed
PL
341
Protective Life
Alabama
– -$7.34K -133 Closed
CSB
342
City State Bank
Iowa
– -$6.73K -122 Closed
OSAM
343
O'Shaughnessy Asset Management
Connecticut
– -$5.9K -107 Closed
DWM
344
Dogwood Wealth Management
Kansas
– -$5.68K -103 Closed
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