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GLQ

Clough Global Equity Fund
GLQ

Name Holding Trade Value Shares
Change 		Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$17.4M +$17.1M +1,160,050 New
AAM
2
Advisors Asset Management
Colorado
$15.3M +$15.1M +1,022,661 New
Bank of America
3
Bank of America
North Carolina
$13.3M +$13.2M +890,719 New
RCM
4
Rivernorth Capital Management
Florida
$8.02M +$7.91M +535,437 New
BI
5
Bulldog Investors
New Jersey
$6.88M +$7.02M +475,364 New
GC
6
Guggenheim Capital
Illinois
$6.38M +$6.3M +426,063 New
PAIM
7
Punch & Associates Investment Management
Minnesota
$4.84M +$4.78M +323,156 New
GFM
8
Gramercy Funds Management
Connecticut
$4.84M +$4.78M +323,193 New
Lazard Asset Management
9
Lazard Asset Management
New York
$3.34M +$3.3M +223,137 New
Morgan Stanley
10
Morgan Stanley
New York
$2.7M +$2.66M +180,292 New
PPA
11
Parametric Portfolio Associates
Washington
$2.38M +$2.35M +159,309 New
RJFSA
12
Raymond James Financial Services Advisors
Florida
$1.75M +$1.73M +117,035 New
Wells Fargo
13
Wells Fargo
California
$1.65M +$1.62M +109,880 New
ACP
14
Aviance Capital Partners
Florida
$1.54M +$1.52M +102,800 New
DT
15
Diversified Trust
Tennessee
$1.42M +$1.4M +94,472 New
RJA
16
Raymond James & Associates
Florida
$1.32M +$1.31M +88,493 New
SG Americas Securities
17
SG Americas Securities
New York
$1M +$990K +67,018 New
TJHA
18
Thomas J. Herzfeld Advisors
Florida
$991K +$978K +66,208 New
U
19
UBS
Switzerland
$885K +$874K +59,139 New
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$463K +$457K +30,905 New
CA
21
Cornerstone Advisors
North Carolina
$412K +$407K +27,532 New
OA
22
Oxbow Advisors
Texas
$357K +$353K +23,880 New
DA
23
Doliver Advisors
Texas
$233K +$230K +15,560 New
LPL Financial
24
LPL Financial
California
$223K +$220K +14,877 New
VAM
25
Visium Asset Management
New York
$214K +$210K +14,218 New
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