GGN

GAMCO Global Gold, Natural Resources & Income Trust
GGN

Overview Fund Activity

75 hedge funds and large institutions have $131M invested in GAMCO Global Gold, Natural Resources & Income Trust in 2014 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 30 increasing their positions, 19 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
75
Holders Change
-4
Holders Change %
-5.06%
% of All Funds
2.18%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
8
Increased
30
Reduced
19
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
U
UBS
Switzerland
$24.9M
2
OA
Oxbow Advisors
Texas
$23.2M
3
Bank of America
Bank of America
North Carolina
$18.6M
4
Morgan Stanley
Morgan Stanley
New York
$19.4M
5
RJFSA
Raymond James Financial Services Advisors
Florida
$1.36M

Top Sellers

1
BTS
BB&T Securities
Virginia
$0
2
BRWA
B. Riley Wealth Advisors
Florida
$753K
3
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
$0
4
LPL Financial
LPL Financial
California
$4.75M
5
GC
Guggenheim Capital
Illinois
$2.49M
Name Holding Trade Value Shares
Change 		Shares
Change %
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$425K +$130K +14,028 +44%
VKH
27
Virtu KCG Holdings
New York
$409K +$409K +44,177 New
OC
28
Oppenheimer & Co
New York
$407K +$41.8K +4,519 +11%
Janney Montgomery Scott
29
Janney Montgomery Scott
Pennsylvania
$372K -$91.4K -9,881 -20%
AHC
30
Adell Harriman & Carpenter
Texas
$366K – – –
ISL
31
Ingalls & Snyder LLC
New York
$358K -$9.24K -1,000 -3%
OIM
32
Orca Investment Management
Oregon
$338K -$13K -1,400 -4%
EWM
33
Elite Wealth Management
Washington
$324K – – –
Stifel Financial
34
Stifel Financial
Missouri
$321K +$3.4K +368 +1%
Nuveen Asset Management
35
Nuveen Asset Management
Illinois
$301K -$46.3K -5,000 -13%
BFEC
36
Benjamin F. Edwards & Company
Missouri
$293K +$91.9K +9,948 +46%
CA
37
Cetera Advisors
Colorado
$254K +$17.6K +1,894 +7%
JPMorgan Chase & Co
38
JPMorgan Chase & Co
New York
$229K +$6.82K +737 +3%
NPC
39
National Planning Corporation
California
$229K +$21.1K +2,300 +10%
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$206K +$4.39K +475 +2%
NL
41
NWAM LLC
Washington
$200K +$31.5K +3,404 +19%
PVWM
42
Point View Wealth Management
New Jersey
$171K – – –
VFS
43
VSR Financial Services
Kansas
$162K +$2.8K +302 +2%
FAAS
44
First Allied Advisory Services
California
$159K -$56K -6,000 -26%
William Blair & Company
45
William Blair & Company
Illinois
$155K – – –
Creative Planning
46
Creative Planning
Kansas
$138K +$93.7K +10,156 +212%
KFS
47
KMS Financial Services
Washington
$126K -$14.9K -1,600 -11%
AIG
48
American International Group
New York
$124K -$33.6K -3,635 -21%
Goldman Sachs
49
Goldman Sachs
New York
$124K +$124K +13,438 New
Deutsche Bank
50
Deutsche Bank
Germany
$123K -$4.59K -500 -4%
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