|
1
|
Karpus Investment Management
Pittsford,
New York
|
$5.3M
|
-$190K
|
-17,650
|
-3%
|
|
|
2
|
Mizuho Securities USA
New York
|
$5.18M
|
+$338K
|
+31,406
|
+7%
|
|
|
3
|
First Trust Capital Management
Chicago,
Illinois
|
$4.61M
|
–
|
–
|
–
|
|
|
4
|
Hudson Bay Capital Management
Stamford,
Connecticut
|
$4.01M
|
-$187K
|
-17,349
|
-4%
|
|
|
5
|
Wolverine Asset Management
Chicago,
Illinois
|
$3.85M
|
-$25.6K
|
-2,383
|
-0.7%
|
|
|
6
|
Periscope Capital
Toronto,
Ontario, Canada
|
$3.24M
|
–
|
–
|
–
|
|
|
7
|
Polar Asset Management Partners
Toronto,
Ontario, Canada
|
$3.23M
|
–
|
–
|
–
|
|
|
8
|
Saba Capital Management
New York
|
$2.85M
|
–
|
–
|
–
|
|
|
9
|
Yakira Capital Management
Westport,
Connecticut
|
$2.43M
|
–
|
–
|
–
|
|
|
10
|
Fir Tree Capital Management
New York
|
$2.03M
|
+$1.88M
|
+174,552
|
+1,233%
|
|
|
11
|
Mangrove Partners
Greenwich,
Connecticut
|
$1.79M
|
+$1.8M
|
+166,865
|
New
|
|
|
12
|
W.R. Berkley Corp
Greenwich,
Connecticut
|
$1.71M
|
–
|
–
|
–
|
|
|
13
|
|
$1.62M
|
–
|
–
|
–
|
|
|
14
|
Radcliffe Capital Management
Bala Cynwyd,
Pennsylvania
|
$1.55M
|
–
|
–
|
–
|
|
|
15
|
Atlas Merchant Capital
New York
|
$1.44M
|
–
|
–
|
–
|
|
|
16
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$1.28M
|
-$708K
|
-65,833
|
-36%
|
|
|
17
|
CVI Holdings
Wilmington,
Delaware
|
$1.18M
|
–
|
–
|
–
|
|
|
18
|
Sea Otter Advisors
Miami,
Florida
|
$1.1M
|
–
|
–
|
–
|
|
|
19
|
|
$1.08M
|
-$538K
|
-50,000
|
-33%
|
|
|
20
|
Cowen and Company
New York
|
$1.07M
|
+$1.08M
|
+99,990
|
New
|
|
|
21
|
Warberg Asset Management
Winnetka,
Illinois
|
$206K
|
–
|
–
|
–
|
|
|
22
|
UBS Group
Zurich,
Switzerland
|
$6.88K
|
+$6.88K
|
+639
|
+63,900%
|
|
|
23
|
|
$398
|
–
|
–
|
–
|
|
|
24
|
Spartan Fund Management
Toronto, Ontario,
Canada
|
$22
|
+$22
|
+2
|
New
|
|
|
25
|
K2 Principal Fund
Toronto,
Ontario, Canada
|
–
|
-$2.03M
|
-189,289
|
Closed
|
|
