|
1
|
Karpus Investment Management
Pittsford,
New York
|
$5.47M
|
-$124K
|
-11,575
|
-2%
|
|
|
2
|
Mizuho Securities USA
New York
|
$4.85M
|
+$4.83M
|
+452,492
|
New
|
|
|
3
|
First Trust Capital Management
Chicago,
Illinois
|
$4.6M
|
+$3.42M
|
+320,653
|
+297%
|
|
|
4
|
Hudson Bay Capital Management
Stamford,
Connecticut
|
$4.18M
|
-$2.83M
|
-265,000
|
-40%
|
|
|
5
|
Wolverine Asset Management
Chicago,
Illinois
|
$3.86M
|
+$1.68M
|
+157,067
|
+77%
|
|
|
6
|
Polar Asset Management Partners
Toronto,
Ontario, Canada
|
$3.22M
|
–
|
–
|
–
|
|
|
7
|
Periscope Capital
Toronto,
Ontario, Canada
|
$3.22M
|
-$3.73M
|
-349,358
|
-54%
|
|
|
8
|
Saba Capital Management
New York
|
$2.83M
|
-$50.5K
|
-4,728
|
-2%
|
|
|
9
|
Yakira Capital Management
Westport,
Connecticut
|
$2.41M
|
+$2.4M
|
+225,000
|
New
|
|
|
10
|
K2 Principal Fund
Toronto,
Ontario, Canada
|
$2.03M
|
+$2.02M
|
+189,289
|
New
|
|
|
11
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$1.99M
|
–
|
–
|
–
|
|
|
12
|
W.R. Berkley Corp
Greenwich,
Connecticut
|
$1.71M
|
+$1.7M
|
+159,238
|
New
|
|
|
13
|
|
$1.61M
|
+$1.6M
|
+150,000
|
New
|
|
|
14
|
|
$1.61M
|
-$21
|
-2
|
-0%
|
|
|
15
|
Radcliffe Capital Management
Bala Cynwyd,
Pennsylvania
|
$1.54M
|
-$605K
|
-56,659
|
-28%
|
|
|
16
|
Atlas Merchant Capital
New York
|
$1.43M
|
+$4.27K
|
+400
|
+0.3%
|
|
|
17
|
CVI Holdings
Wilmington,
Delaware
|
$1.18M
|
-$286K
|
-26,801
|
-20%
|
|
|
18
|
Sea Otter Advisors
Miami,
Florida
|
$1.09M
|
+$796K
|
+74,576
|
+272%
|
|
|
19
|
Warberg Asset Management
Winnetka,
Illinois
|
$205K
|
-$501K
|
-46,933
|
-71%
|
|
|
20
|
Fir Tree Capital Management
New York
|
$152K
|
-$22.5K
|
-2,107
|
-13%
|
|
|
21
|
|
$397
|
-$30.9K
|
-2,893
|
-99%
|
|
|
22
|
UBS Group
Zurich,
Switzerland
|
$11
|
+$11
|
+1
|
New
|
|
|
23
|
Oaktree Capital Management
Los Angeles,
California
|
–
|
-$3.71M
|
-350,000
|
Closed
|
|
|
24
|
AQR Arbitrage
Greenwich,
Connecticut
|
–
|
-$2.72M
|
-257,346
|
Closed
|
|
|
25
|
Owl Creek Asset Management
New York
|
–
|
-$2.12M
|
-200,000
|
Closed
|
|
