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GAINN

Gladstone Investment Corporation 6.50% Series C Cumulative Term Preferred Stock Due 2022

Delisted

GAINN was delisted on the 30th of August, 2018.

3 hedge funds and large institutions have $268K invested in Gladstone Investment Corporation 6.50% Series C Cumulative Term Preferred Stock Due 2022 in 2017 Q4 according to their latest regulatory filings, with 1 funds opening new positions, increasing their positions, 1 reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding

Funds holding: 23 (+1)

0% less capital invested

Capital invested by funds: $269K → $268K (-$1K)

100% less repeat investments, than reductions

Existing positions increased: 0 | Existing positions reduced: 1

Holders
3
Holders Change
+1
Holders Change %
+50%
% of All Funds
0.07%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
Reduced
1
Closed
Calls
Puts
Net Calls
Net Calls Change

Top Buyers

Rank Fund Capital Flow
1
SIM
Sonora Investment Management
Arizona
+$14.1K

Top Sellers

Rank Fund Capital Flow
1
KIA
KCM Investment Advisors
California
-$11.9K
Name Holding Trade Value Shares
Change
Change in
Stake
KIA
1
KCM Investment Advisors
California
$204K -$11.9K -466 -5%
GT
2
Glenmede Trust
Pennsylvania
$50K
SIM
3
Sonora Investment Management
Arizona
$14K +$14.1K +550 New

GAINN Hedge Fund Activity: Q4 2017 in Review

3 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corporation 6.50% Series C Cumulative Term Preferred Stock Due 2022 (GAINN) for Q4 2017, worth a combined $268K — down 0.37% from $269K a quarter earlier.

Buyers outnumbered sellers: 1 fund opened new GAINN positions and 0 closed out — a net gain of 1 holder — while 0 added to existing stakes and 1 trimmed.

The largest buyer was Sonora Investment Management, opening a new position worth an estimated $14.1K. The largest seller was KCM Investment Advisors, cutting an estimated $11.9K.

  • 3 institutional investors held Gladstone Investment Corporation 6.50% Series C Cumulative Term Preferred Stock Due 2022 (GAINN) as of Q4 2017, up from 2 in Q3 2017.
  • Funds reported $268K of Gladstone Investment Corporation 6.50% Series C Cumulative Term Preferred Stock Due 2022 stock for Q4 2017, down 0.37% quarter-over-quarter.
  • 1 fund opened new Gladstone Investment Corporation 6.50% Series C Cumulative Term Preferred Stock Due 2022 positions in Q4 2017 and 0 closed out, a net change of +1 holder.
  • The largest Gladstone Investment Corporation 6.50% Series C Cumulative Term Preferred Stock Due 2022 buyer in Q4 2017 was Sonora Investment Management, an estimated $14.1K added.
  • The largest Gladstone Investment Corporation 6.50% Series C Cumulative Term Preferred Stock Due 2022 seller in Q4 2017 was KCM Investment Advisors, an estimated $11.9K sold.

Based on aggregated 13F filings for Q4 2017.