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GAINN

Gladstone Investment Corporation 6.50% Series C Cumulative Term Preferred Stock Due 2022

Delisted

GAINN was delisted on the 30th of August, 2018.

2 hedge funds and large institutions have $269K invested in Gladstone Investment Corporation 6.50% Series C Cumulative Term Preferred Stock Due 2022 in 2017 Q3 according to their latest regulatory filings, with 2 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2
Holders Change
+2
Holders Change %
% of All Funds
0.05%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
Reduced
Closed
Calls
Puts
Net Calls
Net Calls Change

Top Sellers

No sellers this quarter
Name Holding Trade Value Shares
Change
Change in
Stake
KIA
1
KCM Investment Advisors
California
$218K +$218K +8,498 New
GT
2
Glenmede Trust
Pennsylvania
$51K +$51.3K +2,000 New

GAINN Hedge Fund Activity: Q3 2017 in Review

2 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corporation 6.50% Series C Cumulative Term Preferred Stock Due 2022 (GAINN) for Q3 2017, worth a combined $269K.

Buyers outnumbered sellers: 2 funds opened new GAINN positions and 0 closed out — a net gain of 2 holders — while 0 added to existing stakes and 0 trimmed.

The largest buyer was KCM Investment Advisors, opening a new position worth an estimated $218K.

  • 2 institutional investors held Gladstone Investment Corporation 6.50% Series C Cumulative Term Preferred Stock Due 2022 (GAINN) as of Q3 2017, up from 0 in Q2 2017.
  • Funds reported $269K of Gladstone Investment Corporation 6.50% Series C Cumulative Term Preferred Stock Due 2022 stock for Q3 2017.
  • 2 funds opened new Gladstone Investment Corporation 6.50% Series C Cumulative Term Preferred Stock Due 2022 positions in Q3 2017 and 0 closed out, a net change of +2 holders.
  • The largest Gladstone Investment Corporation 6.50% Series C Cumulative Term Preferred Stock Due 2022 buyer in Q3 2017 was KCM Investment Advisors, an estimated $218K added.

Based on aggregated 13F filings for Q3 2017.