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GAINM

Gladstone Investment Corporation 6.25% Series D Cumulative Term Preferred Stock
GAINM

Delisted

GAINM was delisted on the 2nd of March, 2021.

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1 hedge funds and large institutions have $646K invested in Gladstone Investment Corporation 6.25% Series D Cumulative Term Preferred Stock in 2017 Q3 according to their latest regulatory filings, with 0 funds opening new positions, increasing their positions, 1 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% less capital invested

Capital invested by funds: $672K → $646K (-$26K)

50% less funds holding

Funds holding: 2 → 1 (-1)

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 1

100% less repeat investments, than reductions

Existing positions increased: 0 | Existing positions reduced: 1

Holders
1
Holders Change
-1
Holders Change %
-50%
% of All Funds
0.02%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
–
Increased
–
Reduced
1
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

No buyers this quarter

Top Sellers

Rank Fund Capital Flow
1
QAM
QCI Asset Management
New York
-$20K
2
KIA
KCM Investment Advisors
California
-$5.11K
Name Holding Trade Value Shares
Change 		Change in
Stake
KIA
1
KCM Investment Advisors
California
$646K -$5.11K -200 -0.8%
QAM
2
QCI Asset Management
New York
– -$20K -800 Closed

GAINM Hedge Fund Activity: Q3 2017 in Review

1 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corporation 6.25% Series D Cumulative Term Preferred Stock (GAINM) for Q3 2017, worth a combined $646K — down 3.9% from $672K a quarter earlier.

Sellers outnumbered buyers: 1 fund closed out of GAINM and 0 opened new positions — a net loss of 1 holder — while 1 trimmed existing stakes and 0 added.

The largest seller was QCI Asset Management, exiting entirely with an estimated $20K sold.

  • 1 institutional investor held Gladstone Investment Corporation 6.25% Series D Cumulative Term Preferred Stock (GAINM) as of Q3 2017, down from 2 in Q2 2017.
  • Funds reported $646K of Gladstone Investment Corporation 6.25% Series D Cumulative Term Preferred Stock stock for Q3 2017, down 3.9% quarter-over-quarter.
  • 0 funds opened new Gladstone Investment Corporation 6.25% Series D Cumulative Term Preferred Stock positions in Q3 2017 and 1 closed out, a net change of -1 holder.
  • The largest Gladstone Investment Corporation 6.25% Series D Cumulative Term Preferred Stock seller in Q3 2017 was QCI Asset Management, an estimated $20K sold.

Based on aggregated 13F filings for Q3 2017.