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GAINM

Gladstone Investment Corporation 6.25% Series D Cumulative Term Preferred Stock

Delisted

GAINM was delisted on the 2nd of March, 2021.

1 hedge funds and large institutions have $763K invested in Gladstone Investment Corporation 6.25% Series D Cumulative Term Preferred Stock in 2016 Q3 according to their latest regulatory filings, with 1 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1
Holders Change
+1
Holders Change %
% of All Funds
0.03%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
Reduced
Closed
Calls
Puts
Net Calls
Net Calls Change

Top Buyers

Rank Fund Capital Flow
1
KIA
KCM Investment Advisors
California
+$761K

Top Sellers

No sellers this quarter
Name Holding Trade Value Shares
Change
Change in
Stake
KIA
1
KCM Investment Advisors
California
$763K +$761K +30,000 New

GAINM Hedge Fund Activity: Q3 2016 in Review

1 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corporation 6.25% Series D Cumulative Term Preferred Stock (GAINM) for Q3 2016, worth a combined $763K.

Buyers outnumbered sellers: 1 fund opened new GAINM positions and 0 closed out — a net gain of 1 holder — while 0 added to existing stakes and 0 trimmed.

The largest buyer was KCM Investment Advisors, opening a new position worth an estimated $761K.

  • 1 institutional investor held Gladstone Investment Corporation 6.25% Series D Cumulative Term Preferred Stock (GAINM) as of Q3 2016, up from 0 in Q2 2016.
  • Funds reported $763K of Gladstone Investment Corporation 6.25% Series D Cumulative Term Preferred Stock stock for Q3 2016.
  • 1 fund opened new Gladstone Investment Corporation 6.25% Series D Cumulative Term Preferred Stock positions in Q3 2016 and 0 closed out, a net change of +1 holder.
  • The largest Gladstone Investment Corporation 6.25% Series D Cumulative Term Preferred Stock buyer in Q3 2016 was KCM Investment Advisors, an estimated $761K added.

Based on aggregated 13F filings for Q3 2016.