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Gladstone Investment Corp

Name Holding Trade Value Shares
Change
Change in
Stake
CIA
76
Cape Investment Advisory
Georgia
$10.6K +$10.3K +749 New
PK
77
Pflug Koory
Nebraska
$9.6K – – –
Tower Research Capital (TRC)
78
Tower Research Capital (TRC)
New York
$9.37K +$9.14K +662 New
Creative Financial Designs
79
Creative Financial Designs
Indiana
$8.49K – – –
Citigroup
80
Citigroup
New York
$8.38K +$4.46K +323 +120%
Federation des caisses Desjardins du Quebec
81
Federation des caisses Desjardins du Quebec
Quebec, Canada
$7.08K – – –
Parallel Advisors
82
Parallel Advisors
California
$6.75K +$2.98K +216 +83%
Nomura Asset Management
83
Nomura Asset Management
Japan
$4.92K – – –
Larson Financial Group
84
Larson Financial Group
Missouri
$2.86K – – –
HCM
85
Highlander Capital Management
New Jersey
$2.83K +$2.76K +200 New
IGWM
86
ICA Group Wealth Management
Colorado
$2.83K +$2.76K +200 New
Valley National Advisers
87
Valley National Advisers
Pennsylvania
$2K – – –
CFGS
88
Concourse Financial Group Securities
Alabama
$1.42K – – –
Institutional & Family Asset Management
89
Institutional & Family Asset Management
Colorado
$1.05K +$83 +6 +9%
Harbour Investments
90
Harbour Investments
Wisconsin
$142 – – –
DFA
91
DHJJ Financial Advisors
Illinois
$71 – – –
Fidelity Investments
92
Fidelity Investments
Massachusetts
$28 +$28 +2 New
Squarepoint
93
Squarepoint
New York
– -$888K -69,673 Closed
Tudor Investment Corp
94
Tudor Investment Corp
Connecticut
– -$753K -59,096 Closed
Belpointe Asset Management
95
Belpointe Asset Management
Nevada
– -$516K -40,507 Closed
Schonfeld Strategic Advisors
96
Schonfeld Strategic Advisors
New York
– -$490K -38,500 Closed
Northern Trust
97
Northern Trust
Illinois
– -$160K -12,544 Closed
Lazard Asset Management
98
Lazard Asset Management
New York
– -$38K -2,987 Closed
DF
99
DecisionPoint Financial
Arizona
– -$3.95K -310 Closed
Aquatic Capital Management
100
Aquatic Capital Management
Illinois
– -$3K -200 Closed