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Gladstone Investment Corp

Name Holding Trade Value Shares
Change
Change in
Stake
NP
51
NorthRock Partners
Minnesota
$146K
PCIA
52
Prime Capital Investment Advisors
Kansas
$146K -$6.55K -470 -4%
AHL
53
Abel Hall LLC
Louisiana
$142K
HF
54
HRT Financial
New York
$142K +$140K +10,017 New
RFA
55
Register Financial Advisors
Georgia
$135K
SOW
56
State of Wyoming
Wyoming
$134K -$73.1K -5,246 -36%
JP Morgan Chase
57
JP Morgan Chase
New York
$86.9K -$10.8K -772 -11%
AF
58
Allworth Financial
California
$73.8K +$404 +29 +0.6%
NSIM
59
North Star Investment Management
Illinois
$71K
UBP
60
Union Bancaire Privee
Switzerland
$50.7K -$165K -11,823 -77%
SPIA
61
Steward Partners Investment Advisory
New York
$42.6K
IAIM
62
International Assets Investment Management
Florida
$31.4K
KTC
63
Kentucky Trust Company
Kentucky
$28.4K
BH
64
Burk Holdings
Oklahoma
$24.2K +$23.8K +1,706 New
RDFA
65
Ritter Daniher Financial Advisory
Ohio
$22.3K +$376 +27 +2%
Nomura Asset Management
66
Nomura Asset Management
Japan
$20.8K +$20.4K +1,467 New
MCM
67
MAI Capital Management
Ohio
$20K
Jones Financial Companies
68
Jones Financial Companies
Missouri
$19.2K +$1.35K +97 +8%
EWA
69
EverSource Wealth Advisors
Alabama
$17K
S
70
SignatureFD
Georgia
$15.3K +$1.13K +81 +8%
Fifth Third Bancorp
71
Fifth Third Bancorp
Ohio
$14.9K +$14.6K +1,049 New
DFA
72
DHJJ Financial Advisors
Illinois
$14.3K +$13.9K +1,000 +20,000%
CSC
73
Caldwell Sutter Capital
California
$11.4K
CA
74
Crewe Advisors
Utah
$10.9K
SS
75
Sunbelt Securities
Texas
$10.2K +$181 +13 +2%