Gaia
GAIA
47 hedge funds and large institutions have $38.8M invested in Gaia in 2016 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 9 increasing their positions, 23 reducing their positions, and 13 closing their positions.
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
11% less funds holding
Funds holding: 53 → 47 (-6)
38% less first-time investments, than exits
New positions opened: 8 | Existing positions closed: 13
49% less capital invested
Capital invested by funds: $76.8M → $38.8M (-$38M)
61% less repeat investments, than reductions
Existing positions increased: 9 | Existing positions reduced: 23
94% less call options, than puts
Call options by funds: $7K | Put options by funds: $122K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Goldman Sachs
New York
|
+$1.17M |
| 2 |
ICM
ISZO Capital Management
New York
|
+$825K |
| 3 |
SO
STRS Ohio
Columbus,
Ohio
|
+$393K |
| 4 |
GCP
GSA Capital Partners
London,
United Kingdom
|
+$134K |
| 5 |
TRCT
Tower Research Capital (TRC)
New York
|
+$126K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RA
Royce & Associates
New York
|
-$10.3M |
| 2 |
FIMG
Financial & Investment Management Group
Traverse City,
Michigan
|
-$7.93M |
| 3 |
Dimensional Fund Advisors
Austin,
Texas
|
-$4M |
| 4 |
LAM
Lebenthal Asset Management
New York
|
-$2.75M |
| 5 |
Vanguard Group
Malvern,
Pennsylvania
|
-$1.78M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
BCCM
51
Blue Clay Capital Management
Minneapolis,
Minnesota
| – | -$241K | -31,113 | Closed |
|
|
CAD
52
Craig A. Drill
| – | -$222K | -28,650 | Closed |
|
|
TC
53
TFS Capital
West Chester,
Pennsylvania
| – | -$216K | -27,845 | Closed |
|
54
Bank of New York Mellon
New York
| – | -$211K | -27,216 | Closed |
|
|
YCM
55
Yakira Capital Management
Westport,
Connecticut
| – | -$116K | -15,000 | Closed |
|
|
SSG
56
Summit Securities Group
New York
| – | -$108K | -14,012 | Closed |
|
57
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| – | -$62K | -8,000 | Closed |
|
58
Bank of America
Charlotte,
North Carolina
| – | -$5K | -654 | Closed |
|
|
AG
59
Advisor Group
Phoenix,
Arizona
| – | -$2K | -297 | Closed |
|
|
JFA
60
JNBA Financial Advisors
Bloomington,
Minnesota
| – | -$1K | -100 | Closed |
|
GAIA Hedge Fund Activity: Q3 2016 in Review
47 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Gaia (GAIA) for Q3 2016, worth a combined $38.8M — down 49% from $76.8M a quarter earlier.
Sellers outnumbered buyers: 13 funds closed out of GAIA and 8 opened new positions — a net loss of 5 holders — while 23 trimmed existing stakes and 9 added.
The largest buyer was Goldman Sachs, adding an estimated $1.17M. The largest seller was Royce & Associates, cutting an estimated $10.3M.
- 47 institutional investors held Gaia (GAIA) as of Q3 2016, down from 53 in Q2 2016.
- Funds reported $38.8M of Gaia stock for Q3 2016, down 49% quarter-over-quarter.
- 8 funds opened new Gaia positions in Q3 2016 and 13 closed out, a net change of -5 holders.
- The largest Gaia buyer in Q3 2016 was Goldman Sachs, an estimated $1.17M added.
- The largest Gaia seller in Q3 2016 was Royce & Associates, an estimated $10.3M sold.
Based on aggregated 13F filings for Q3 2016.