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Gaia
GAIA

41 hedge funds and large institutions have $18M invested in Gaia in 2023 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 11 increasing their positions, 10 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 10

7% more capital invested

Capital invested by funds: $16.7M → $18M (+$1.22M)

4.92% less ownership

Funds ownership: 46.83% → 41.91% (-4.9%)

7% less funds holding

Funds holding: 44 → 41 (-3)

43% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 7

Holders
41
Holders Change
-3
Holders Change %
-6.82%
% of All Funds
0.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
11
Reduced
10
Closed
7
Calls
$10K
Puts
–
Net Calls
+$10K
Net Calls Change
+$96K

Top Buyers

Rank Fund Capital Flow
1
AIC
AWM Investment Company
New York
+$858K
2
Renaissance Technologies
Renaissance Technologies
New York
+$230K
3
Ameriprise
Ameriprise
Minnesota
+$37.9K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$31.9K
5
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
+$14.7K

Top Sellers

Rank Fund Capital Flow
1
MCMU
MIC Capital Management (UK)
United Kingdom
-$1.61M
2
RA
Royce & Associates
New York
-$556K
3
BFM
Boothbay Fund Management
New York
-$284K
4
SST
S Squared Technology
New York
-$84K
5
Charles Schwab
Charles Schwab
California
-$27.7K
Name Holding Trade Value Shares
Change 		Change in
Stake
RJFSA
26
Raymond James Financial Services Advisors
Florida
$35K – – –
NA
27
NewEdge Advisors
Louisiana
$31.6K – – –
Bank of New York Mellon
28
Bank of New York Mellon
New York
$30.1K – – –
JIR
29
James Investment Research
Ohio
$28.8K – – –
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$7K +$1.23K +515 +24%
Bank of America
31
Bank of America
North Carolina
$6.7K +$168 +70 +3%
Wells Fargo
32
Wells Fargo
California
$5.73K +$17 +7 +0.3%
RhumbLine Advisers
33
RhumbLine Advisers
Massachusetts
$4.62K – – –
TRCT
34
Tower Research Capital (TRC)
New York
$4.39K -$12K -5,005 -76%
SOW
35
State of Wyoming
Wyoming
$2.69K +$2.36K +987 New
Qube Research & Technologies (QRT)
36
Qube Research & Technologies (QRT)
United Kingdom
$816 +$718 +300 New
Northwestern Mutual Wealth Management
37
Northwestern Mutual Wealth Management
Wisconsin
$549 – – –
AF
38
Allworth Financial
California
$136 – – –
FRA
39
Front Row Advisors
California
$54 – – –
JP Morgan Chase
40
JP Morgan Chase
New York
$38 +$34 +14 New
Citigroup
41
Citigroup
New York
$16 – – –
MCMU
42
MIC Capital Management (UK)
United Kingdom
– -$1.61M -697,900 Closed
RA
43
Royce & Associates
New York
– -$556K -240,714 Closed
BFM
44
Boothbay Fund Management
New York
– -$284K -122,876 Closed
Simplex Trading
45
Simplex Trading
Illinois
– -$15.4K -6,444 Closed
GGHC
46
Gilder Gagnon Howe & Co
New York
– -$4.48K -1,940 Closed
GEA
47
Glen Eagle Advisors
New Jersey
– -$1.23K -530 Closed
CYG
48
Clean Yield Group
Vermont
– -$2 -1 Closed
1
2

GAIA Hedge Fund Activity: Q3 2023 in Review

41 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Gaia (GAIA) for Q3 2023, worth a combined $18M — up 7.3% from $16.7M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of GAIA and 4 opened new positions — a net loss of 3 holders — while 10 trimmed existing stakes and 11 added.

The largest buyer was AWM Investment Company, adding an estimated $858K. The largest seller was MIC Capital Management (UK), exiting entirely with an estimated $1.61M sold.

  • 41 institutional investors held Gaia (GAIA) as of Q3 2023, down from 44 in Q2 2023.
  • Funds reported $18M of Gaia stock for Q3 2023, up 7.3% quarter-over-quarter.
  • 4 funds opened new Gaia positions in Q3 2023 and 7 closed out, a net change of -3 holders.
  • The largest Gaia buyer in Q3 2023 was AWM Investment Company, an estimated $858K added.
  • The largest Gaia seller in Q3 2023 was MIC Capital Management (UK), an estimated $1.61M sold.

Based on aggregated 13F filings for Q3 2023.