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Gaia
GAIA

42 hedge funds and large institutions have $15.7M invested in Gaia in 2022 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 11 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 8

0% more funds holding

Funds holding: 42 → 42 (0)

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

3.01% less ownership

Funds ownership: 47.72% → 44.72% (-3%)

12% less capital invested

Capital invested by funds: $17.9M → $15.7M (-$2.14M)

Holders
42
Holders Change
–
Holders Change %
0%
% of All Funds
0.68%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
11
Reduced
8
Closed
5
Calls
$12K
Puts
–
Net Calls
+$12K
Net Calls Change
-$88K

Top Buyers

Rank Fund Capital Flow
1
BFM
Boothbay Fund Management
New York
+$317K
2
MAM
Marquette Asset Management
Minnesota
+$207K
3
Morgan Stanley
Morgan Stanley
New York
+$110K
4
AIC
AWM Investment Company
New York
+$37.1K
5
Ameriprise
Ameriprise
Minnesota
+$31.9K

Top Sellers

Rank Fund Capital Flow
1
HAM
Harber Asset Management
North Carolina
-$770K
2
RA
Royce & Associates
New York
-$746K
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$74K
4
Bank of New York Mellon
Bank of New York Mellon
New York
-$58.6K
5
Charles Schwab
Charles Schwab
California
-$48.2K
Name Holding Trade Value Shares
Change 		Change in
Stake
RJFSA
26
Raymond James Financial Services Advisors
Florida
$31.6K – – –
UBS Group
27
UBS Group
Switzerland
$26.7K +$1.92K +777 +7%
TRCT
28
Tower Research Capital (TRC)
New York
$20K +$2.42K +977 +13%
Bank of America
29
Bank of America
North Carolina
$5.73K -$991 -401 -14%
Wells Fargo
30
Wells Fargo
California
$4.98K +$5 +2 +0.1%
National Bank of Canada
31
National Bank of Canada
Quebec, Canada
$2.18K – – –
GEA
32
Glen Eagle Advisors
New Jersey
$1.26K – – –
Dimensional Fund Advisors
33
Dimensional Fund Advisors
Texas
$667 +$208 +84 +0%
Northwestern Mutual Wealth Management
34
Northwestern Mutual Wealth Management
Wisconsin
$481 – – –
HNWAG
35
High Net Worth Advisory Group
Florida
$238 – – –
NMG
36
New Millennium Group
Utah
$171 – – –
AF
37
Allworth Financial
California
$119 – – –
Citigroup
38
Citigroup
New York
$14 – – –
BNP Paribas Financial Markets
39
BNP Paribas Financial Markets
France
$2 -$40 -16 -94%
NA
40
NewEdge Advisors
Louisiana
$2 +$2.47K +1,000 New
HAM
41
Harber Asset Management
North Carolina
– -$770K -316,937 Closed
Susquehanna International Group
42
Susquehanna International Group
Pennsylvania
– -$74K -30,189 Closed
SKK
43
Shepherd Kaplan Krochuk
Massachusetts
– -$41K -16,700 Closed
VCM
44
Violich Capital Management
California
– -$31K -12,800 Closed
JP Morgan Chase
45
JP Morgan Chase
New York
– -$15K -6,263 Closed
FRA
46
Front Row Advisors
California
– +$49 +20 New
Royal Bank of Canada
47
Royal Bank of Canada
Ontario, Canada
– +$114 +46 New
1
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GAIA Hedge Fund Activity: Q4 2022 in Review

42 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Gaia (GAIA) for Q4 2022, worth a combined $15.7M — down 12% from $17.9M a quarter earlier.

Fund positioning in GAIA was balanced in Q4 2022: 5 funds opened new positions, 5 closed out, 11 added to existing stakes and 8 trimmed.

The largest buyer was Boothbay Fund Management, opening a new position worth an estimated $317K. The largest seller was Harber Asset Management, exiting entirely with an estimated $770K sold.

  • 42 institutional investors held Gaia (GAIA) as of Q4 2022, unchanged from Q3 2022.
  • Funds reported $15.7M of Gaia stock for Q4 2022, down 12% quarter-over-quarter.
  • 5 funds opened new Gaia positions in Q4 2022 and 5 closed out, a net change of 0 holders.
  • The largest Gaia buyer in Q4 2022 was Boothbay Fund Management, an estimated $317K added.
  • The largest Gaia seller in Q4 2022 was Harber Asset Management, an estimated $770K sold.

Based on aggregated 13F filings for Q4 2022.