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51 hedge funds and large institutions have $64.2M invested in Gaia in 2021 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 12 increasing their positions, 18 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

823% more call options, than puts

Call options by funds: $6.66M | Put options by funds: $721K

2.5% less ownership

Funds ownership: 56.29%53.79% (-2.5%)

11% less funds holding

Funds holding: 5751 (-6)

14% less capital invested

Capital invested by funds: $74.3M → $64.2M (-$10.1M)

33% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 18

50% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 12

Holders
51
Holders Change
-6
Holders Change %
-10.53%
% of All Funds
0.78%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
12
Reduced
18
Closed
12
Calls
$6.66M
Puts
$721K
Net Calls
+$5.94M
Net Calls Change
+$6.49M
Name Holding Trade Value Shares
Change
Change in
Stake
JP Morgan Chase
26
JP Morgan Chase
New York
$229K +$13.6K +1,458 +6%
Northern Trust
27
Northern Trust
Illinois
$200K
SKK
28
Shepherd Kaplan Krochuk
Massachusetts
$177K -$13.1K -1,400 -6%
Verition Fund Management
29
Verition Fund Management
Connecticut
$170K -$20.5K -2,200 -10%
Goldman Sachs
30
Goldman Sachs
New York
$165K +$103 +11 +0.1%
UBS Group
31
UBS Group
Switzerland
$149K +$36.7K +3,933 +29%
Arrowstreet Capital
32
Arrowstreet Capital
Massachusetts
$126K -$172K -18,439 -56%
Morgan Stanley
33
Morgan Stanley
New York
$120K -$103K -11,028 -44%
VCM
34
Violich Capital Management
California
$110K -$27.9K -2,990 -19%
RJFSA
35
Raymond James Financial Services Advisors
Florida
$108K +$118K +12,655 New
Millennium Management
36
Millennium Management
New York
$98K -$36.3K -3,898 -25%
Marshall Wace
37
Marshall Wace
United Kingdom
$95K -$551K -59,097 -84%
Bank of America
38
Bank of America
North Carolina
$48K -$46.8K -5,024 -47%
Wells Fargo
39
Wells Fargo
California
$17K
GGHC
40
Gilder Gagnon Howe & Co
New York
$14K +$9.17K +983 +162%
SPIA
41
Steward Partners Investment Advisory
New York
$8K
National Bank of Canada
42
National Bank of Canada
Quebec, Canada
$8K +$8.86K +950 New
Northwestern Mutual Wealth Management
43
Northwestern Mutual Wealth Management
Wisconsin
$2K
EVM
44
Eaton Vance Management
Massachusetts
$2K +$1.73K +185 New
CAPTRUST Financial Advisors
45
CAPTRUST Financial Advisors
North Carolina
$1K
NFG
46
Next Financial Group
Texas
$1K
Royal Bank of Canada
47
Royal Bank of Canada
Ontario, Canada
$1K
HNWAG
48
High Net Worth Advisory Group
Florida
$1K +$932 +100 New
BNP Paribas Financial Markets
49
BNP Paribas Financial Markets
France
$9 -$420 -45 -98%
MCPPUI
50
MIC Capital Partners (Public) (US) IM
United Arab Emirates
-$12M -1,266,461 Closed

GAIA Hedge Fund Activity: Q4 2021 in Review

51 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Gaia (GAIA) for Q4 2021, worth a combined $64.2M — down 14% from $74.3M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of GAIA and 6 opened new positions — a net loss of 6 holders — while 18 trimmed existing stakes and 12 added.

The largest buyer was Royce & Associates, adding an estimated $601K. The largest seller was Ancora Advisors, exiting entirely with an estimated $934K sold.

  • 51 institutional investors held Gaia (GAIA) as of Q4 2021, down from 57 in Q3 2021.
  • Funds reported $64.2M of Gaia stock for Q4 2021, down 14% quarter-over-quarter.
  • 6 funds opened new Gaia positions in Q4 2021 and 12 closed out, a net change of -6 holders.
  • The largest Gaia buyer in Q4 2021 was Royce & Associates, an estimated $601K added.
  • The largest Gaia seller in Q4 2021 was Ancora Advisors, an estimated $934K sold.

Based on aggregated 13F filings for Q4 2021.