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First Trust Nasdaq Transportation ETF
FTXR

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$9.56M -$10.9M -387,102 -51%
Janney Montgomery Scott
2
Janney Montgomery Scott
Pennsylvania
$6.83M -$219K -7,782 -3%
Wells Fargo
3
Wells Fargo
California
$5.71M -$5.39M -191,676 -46%
UBS Group
4
UBS Group
Switzerland
$4.88M -$3.35M -118,985 -38%
Goldman Sachs
5
Goldman Sachs
New York
$4.25M +$332K +11,801 +8%
SI
6
Stephens Inc
Arkansas
$3.92M +$5.71K +203 +0.1%
LPL Financial
7
LPL Financial
California
$2.5M -$3.58M -127,395 -56%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.4M -$930K -33,064 -26%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$2.27M -$8.33M -296,353 -77%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$2.1M -$4.32M -153,562 -65%
AP
11
Atwood & Palmer
Missouri
$1.71M -$39.2K -1,395 -2%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$1.31M -$739K -26,289 -34%
TRCT
13
Tower Research Capital (TRC)
New York
$1.29M +$298K +10,582 +26%
RJA
14
Raymond James & Associates
Florida
$1.19M -$5.32M -189,199 -80%
Citadel Advisors
15
Citadel Advisors
Florida
$1.18M +$278K +9,871 +27%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$904K -$279K -9,932 -22%
HighTower Advisors
17
HighTower Advisors
Illinois
$798K – – –
Millennium Management
18
Millennium Management
New York
$767K -$343K -12,209 -29%
NA
19
NewEdge Advisors
Louisiana
$634K -$312K -11,110 -31%
PWP
20
Pursue Wealth Partners
California
$607K – – –
FTUS
21
Flow Traders U.S.
New York
$601K -$505K -17,954 -43%
RIA
22
Regal Investment Advisors
Michigan
$544K -$109K -3,869 -15%
Truist Financial
23
Truist Financial
North Carolina
$533K -$16.9M -600,445 -97%
Osaic Holdings
24
Osaic Holdings
Arizona
$509K -$511K -18,180 -47%
CCB
25
Cutter & Co Brokerage
Missouri
$368K +$14.2K +504 +4%
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