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First Trust Nasdaq Transportation ETF

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$450M +$432M +19,298,830 New
Morgan Stanley
2
Morgan Stanley
New York
$20.8M +$19.9M +890,217 New
NC
3
NewSquare Capital
Pennsylvania
$19M +$18.2M +812,623 New
Carson Wealth (CWM LLC)
4
Carson Wealth (CWM LLC)
Nebraska
$16.6M
Bank of America
5
Bank of America
North Carolina
$13M +$12.4M +553,919 +18,452%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$10.1M +$9.67M +432,658 New
RJFSA
7
Raymond James Financial Services Advisors
Florida
$7.26M +$6.96M +311,129 New
ODG
8
O'Dell Group
Ohio
$6.66M +$6.38M +285,157 New
GA
9
Gateway Advisory
New Jersey
$5.91M +$5.66M +253,108 New
RJA
10
Raymond James & Associates
Florida
$5.48M +$5.25M +234,694 New
NA
11
NewEdge Advisors
Louisiana
$4.87M +$4.66M +208,584 New
BFEC
12
Benjamin F. Edwards & Company
Missouri
$4.6M +$4.4M +196,994 New
ASN
13
Advisory Services Network
Georgia
$3.22M +$3.08M +137,875 New
SI
14
Stephens Inc
Arkansas
$2.89M +$2.77M +123,785 New
MWM
15
MinichMacGregor Wealth Management
New York
$2.45M +$2.35M +105,087 New
LPL Financial
16
LPL Financial
California
$2.43M +$2.03M +90,825 +679%
Truist Financial
17
Truist Financial
North Carolina
$2.14M +$2.05M +91,750 New
JAWM
18
J. Arnold Wealth Management
Ohio
$1.73M -$245K -10,958 -13%
FAIM
19
Financial Advocates Investment Management
Washington
$1.69M +$1.62M +72,494 New
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$1.59M +$1.52M +68,143 New
Jane Street
21
Jane Street
New York
$1.17M +$1.12M +50,279 New
HI
22
Horizon Investments
North Carolina
$851K +$815K +36,460 New
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$798K +$401K +17,953 +110%
Osaic Holdings
24
Osaic Holdings
Arizona
$787K -$1.23K -55 -0.2%
HighTower Advisors
25
HighTower Advisors
Illinois
$771K +$739K +33,073 New