|
1
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$33.6M
|
+$10.1M
|
+767,990
|
+44%
|
|
|
2
|
Karpus Investment Management
Pittsford,
New York
|
$28M
|
+$1.08M
|
+81,636
|
+4%
|
|
|
3
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$3.31M
|
–
|
–
|
–
|
|
|
4
|
Wells Fargo
San Francisco,
California
|
$3.26M
|
-$4.51M
|
-342,287
|
-58%
|
|
|
5
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$2.78M
|
+$199K
|
+15,088
|
+8%
|
|
|
6
|
UBS Group
Zurich,
Switzerland
|
$973K
|
+$963K
|
+73,082
|
New
|
|
|
7
|
HighTower Advisors
Chicago,
Illinois
|
$866K
|
-$4.67K
|
-354
|
-0.5%
|
|
|
8
|
Financial & Investment Management Group
Traverse City,
Michigan
|
$508K
|
-$2.48M
|
-188,373
|
-83%
|
|
|
9
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$454K
|
-$205K
|
-15,542
|
-31%
|
|
|
10
|
|
$314K
|
-$200K
|
-15,138
|
-39%
|
|
|
11
|
Doliver Advisors
Houston,
Texas
|
$181K
|
-$180K
|
-13,684
|
-50%
|
|
|
12
|
SignatureFD
Atlanta,
Georgia
|
$133K
|
–
|
–
|
–
|
|
|
13
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$103K
|
+$102K
|
+7,750
|
New
|
|
|
14
|
|
$28K
|
+$10.8K
|
+820
|
+63%
|
|
|
15
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$24K
|
–
|
–
|
–
|
|
|
16
|
B. Riley Wealth Advisors
Boca Raton,
Florida
|
$18K
|
+$18.2K
|
+1,380
|
New
|
|
|
17
|
US Bancorp
Minneapolis,
Minnesota
|
$16K
|
–
|
–
|
–
|
|
|
18
|
Bank of America
Charlotte,
North Carolina
|
$15K
|
–
|
–
|
–
|
|
|
19
|
Credit Suisse
Zurich,
Switzerland
|
–
|
-$2.07M
|
-153,810
|
Closed
|
|
|
20
|
Tower Research Capital (TRC)
New York
|
–
|
-$11K
|
-851
|
Closed
|
|
|
21
|
Barclays
London,
United Kingdom
|
–
|
-$1K
|
-94
|
Closed
|
|
