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FTF

Franklin Limited Duration Income Trust
FTF

Name Holding Trade Value Shares
Change 		Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$23.3M -$14.4M -1,191,573 -38%
SCM
2
Saba Capital Management
New York
$20.5M -$28M -2,317,491 -57%
LCM
3
Laurion Capital Management
New York
$8.59M +$4.89M +404,625 +129%
RVPG
4
Relative Value Partners Group
$6.39M +$520K +43,029 +9%
1CP
5
1607 Capital Partners
Virginia
$5.07M -$2.11M -174,797 -29%
Invesco
6
Invesco
Georgia
$4.26M +$696K +57,565 +19%
Wells Fargo
7
Wells Fargo
California
$3.97M -$1.24M -102,568 -24%
RCM
8
Rivernorth Capital Management
Florida
$3.59M -$10.5M -872,646 -74%
Morgan Stanley
9
Morgan Stanley
New York
$2.84M +$1.15M +94,802 +67%
Cohen & Steers
10
Cohen & Steers
New York
$2.21M +$849K +70,238 +61%
RJA
11
Raymond James & Associates
Florida
$1.84M +$12.3K +1,021 +0.7%
Bank of America
12
Bank of America
North Carolina
$1.54M +$278K +22,958 +22%
Ameriprise
13
Ameriprise
Minnesota
$1.26M +$1.28M +105,505 New
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$1.05M -$104K -8,572 -9%
AA
15
Ancora Advisors
Ohio
$862K -$157K -12,998 -15%
Kovitz Investment Group Partners
16
Kovitz Investment Group Partners
Illinois
$820K +$828K +68,511 New
NL
17
NWAM LLC
Washington
$817K -$292K -24,161 -26%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$546K +$156K +12,903 +39%
CWM
19
Cornerstone Wealth Management
Missouri
$505K -$41.1K -3,400 -7%
LPL Financial
20
LPL Financial
California
$489K +$24.4K +2,022 +5%
GC
21
Guggenheim Capital
Illinois
$441K +$446K +36,857 New
DA
22
Doliver Advisors
Texas
$411K +$115K +9,517 +38%
DADC
23
D.A. Davidson & Co
Montana
$404K – – –
GWM
24
Greenwich Wealth Management
Connecticut
$376K -$180K -14,855 -32%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$368K +$122K +10,094 +49%
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