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FTF

Franklin Limited Duration Income Trust
FTF

Name Holding Trade Value Shares
Change 		Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$27.7M +$9.35M +762,455 +50%
SCM
2
Saba Capital Management
New York
$15.1M -$1.98M -161,455 -12%
Invesco
3
Invesco
Georgia
$11.9M -$345K -28,162 -3%
AAM
4
Advisors Asset Management
Colorado
$9.29M -$1.98M -161,438 -17%
RCM
5
Rivernorth Capital Management
Florida
$8.22M +$787K +64,167 +11%
GC
6
Guggenheim Capital
Illinois
$3.65M -$1.73M -141,513 -32%
Koshinski Asset Management
7
Koshinski Asset Management
Illinois
$2.91M +$2.93M +238,737 New
FIMG
8
Financial & Investment Management Group
Michigan
$2.63M +$2.64M +215,304 New
WAM
9
Wolverine Asset Management
Illinois
$2.08M +$552K +45,059 +36%
KIM
10
Karpus Investment Management
New York
$1.92M +$1.94M +157,850 New
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$1.69M +$114K +9,290 +7%
AQR Capital Management
12
AQR Capital Management
Connecticut
$1.66M +$398K +32,445 +31%
Cohen & Steers
13
Cohen & Steers
New York
$1.4M – – –
Morgan Stanley
14
Morgan Stanley
New York
$1.1M +$303K +24,691 +38%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$1.02M -$108K -8,803 -9%
RJA
16
Raymond James & Associates
Florida
$1M -$254K -20,688 -20%
NL
17
NWAM LLC
Washington
$911K – – –
Citigroup
18
Citigroup
New York
$741K +$744K +60,702 +61,315%
GWM
19
Greenwich Wealth Management
Connecticut
$707K -$49.3K -4,020 -6%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$705K +$607K +49,536 +598%
UBS Group
21
UBS Group
Switzerland
$678K +$682K +55,636 New
DADC
22
D.A. Davidson & Co
Montana
$677K +$87.3K +7,121 +15%
Bank of America
23
Bank of America
North Carolina
$669K -$579K -47,197 -46%
RVP
24
Relative Value Partners
Illinois
$622K +$625K +50,991 New
Stifel Financial
25
Stifel Financial
Missouri
$582K -$155K -12,617 -21%
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