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FT Vest US Equity Buffer ETF September

97 hedge funds and large institutions have $144M invested in FT Vest US Equity Buffer ETF September in 2023 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 27 increasing their positions, 30 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

100% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 10

18% more capital invested

Capital invested by funds: $122M → $144M (+$21.6M)

11% more funds holding

Funds holding: 8797 (+10)

2.84% less ownership

Funds ownership: 35.33%32.49% (-2.8%)

10% less repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 30

Holders
97
Holders Change
+10
Holders Change %
+11.49%
% of All Funds
1.41%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
20
Increased
27
Reduced
30
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CA
26
Cetera Advisors
Colorado
$1.35M +$140K +3,670 +12%
SDH
27
Sloy Dahl & Holst
Washington
$1.34M +$777K +20,291 +156%
SI
28
Stephens Inc
Arkansas
$1.3M +$1.24M +32,430 New
IF
29
Integrity Financial
Wyoming
$1.27M +$205K +5,368 +20%
TFS
30
Thoroughbred Financial Services
Tennessee
$1.19M
Royal Bank of Canada
31
Royal Bank of Canada
Ontario, Canada
$1.18M -$20.7K -540 -2%
FI
32
FWG Investments
Kentucky
$1.09M +$1.03M +26,988 New
OWA
33
Octavia Wealth Advisors
Ohio
$1.05M
SPIA
34
Steward Partners Investment Advisory
New York
$994K
Mariner
35
Mariner
Kansas
$932K +$340K +8,886 +62%
MML Investors Services
36
MML Investors Services
Massachusetts
$908K +$113K +2,948 +15%
MCWS
37
McKinley Carter Wealth Services
West Virginia
$868K
JP Morgan Chase
38
JP Morgan Chase
New York
$822K +$642K +16,784 +461%
OIA
39
OneDigital Investment Advisors
Kansas
$764K -$167K -4,357 -19%
DFA
40
DHJJ Financial Advisors
Illinois
$700K +$53.1K +1,387 +9%
Janney Montgomery Scott
41
Janney Montgomery Scott
Pennsylvania
$688K +$150K +3,926 +30%
AFAS
42
Acorn Financial Advisory Services
Virginia
$686K -$57.5K -1,502 -8%
SWM
43
SeaCrest Wealth Management
New York
$670K
SB
44
Strategic Blueprint
Georgia
$652K +$620K +16,193 New
Jane Street
45
Jane Street
New York
$644K +$612K +16,001 New
BBPWM
46
Blue Bell Private Wealth Management
Pennsylvania
$627K +$380K +9,934 +176%
CW
47
CreativeOne Wealth
Kansas
$627K -$5.15M -134,464 -90%
SS
48
Sunbelt Securities
Texas
$626K -$16.9K -441 -3%
DWM
49
Darwin Wealth Management
Florida
$595K +$198K +5,181 +54%
PCA
50
Prosperity Capital Advisors
Ohio
$591K -$498 -13 -0.1%

FSEP Hedge Fund Activity: Q4 2023 in Review

97 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in FT Vest US Equity Buffer ETF September (FSEP) for Q4 2023, worth a combined $144M — up 18% from $122M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new FSEP positions and 10 closed out — a net gain of 10 holders — while 27 added to existing stakes and 30 trimmed.

The largest buyer was Carson Wealth (CWM LLC), adding an estimated $4.9M. The largest seller was Osaic Holdings, cutting an estimated $5.83M.

  • 97 institutional investors held FT Vest US Equity Buffer ETF September (FSEP) as of Q4 2023, up from 87 in Q3 2023.
  • Funds reported $144M of FT Vest US Equity Buffer ETF September stock for Q4 2023, up 18% quarter-over-quarter.
  • 20 funds opened new FT Vest US Equity Buffer ETF September positions in Q4 2023 and 10 closed out, a net change of +10 holders.
  • The largest FT Vest US Equity Buffer ETF September buyer in Q4 2023 was Carson Wealth (CWM LLC), an estimated $4.9M added.
  • The largest FT Vest US Equity Buffer ETF September seller in Q4 2023 was Osaic Holdings, an estimated $5.83M sold.

Based on aggregated 13F filings for Q4 2023.