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FT Vest US Equity Buffer ETF September
FSEP

70 hedge funds and large institutions have $82.5M invested in FT Vest US Equity Buffer ETF September in 2022 Q3 according to their latest regulatory filings, with 31 funds opening new positions, 23 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

675% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 4

229% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 7

166% more capital invested

Capital invested by funds: $31M → $82.5M (+$51.5M)

59% more funds holding

Funds holding: 44 → 70 (+26)

24.4% more ownership

Funds ownership: 22.01% → 46.41% (+24%)

Holders
70
Holders Change
+26
Holders Change %
+59.09%
% of All Funds
1.21%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
31
Increased
23
Reduced
7
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AWM
AE Wealth Management
Kansas
+$5.85M
2
Osaic Holdings
Osaic Holdings
Arizona
+$5.07M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$5.01M
4
NA
NewEdge Advisors
Louisiana
+$4.68M
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$4.67M

Top Sellers

1
CP
Castleview Partners
Texas
-$1.02M
2
CW
CreativeOne Wealth
Kansas
-$534K
3
OMC
Old Mission Capital
Illinois
-$445K
4
TCM
Triumph Capital Management
Colorado
-$335K
5
LPT
Legacy Private Trust
Wisconsin
-$203K
Name Holding Trade Value Shares
Change 		Change in
Stake
OIA
26
OneDigital Investment Advisors
Kansas
$695K – – –
AAS
27
Ameritas Advisory Services
Nebraska
$638K +$63.9K +1,923 +11%
IF
28
Integrity Financial
Wyoming
$596K +$241K +7,257 +62%
MCWS
29
McKinley Carter Wealth Services
West Virginia
$580K +$54.2K +1,630 +10%
LI
30
LVZ Inc
Michigan
$574K – – –
LNC
31
Lincoln National Corp
Pennsylvania
$541K +$570K +17,150 New
APA
32
American Portfolios Advisors
New York
$533K +$403K +12,120 +253%
SWM
33
SeaCrest Wealth Management
New York
$531K +$559K +16,831 New
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$522K +$399K +12,008 +265%
GKWIM
35
Gerber Kawasaki Wealth & Investment Management
California
$515K +$543K +16,330 New
BPA
36
Beacon Pointe Advisors
California
$505K -$9.8K -295 -2%
SS
37
Sunbelt Securities
Texas
$505K – – –
BFG
38
Beacon Financial Group
Texas
$494K – – –
SWP
39
Summit Wealth Partners
Florida
$464K – – –
Mariner
40
Mariner
Kansas
$452K -$26.8K -807 -5%
CAN
41
Cetera Advisor Networks
California
$413K -$22.6K -679 -5%
SDH
42
Sloy Dahl & Holst
Washington
$411K +$432K +13,015 New
ACMA
43
Arbor Capital Management (Alaska)
Alaska
$383K +$51.6K +1,553 +15%
MSFS
44
Main Street Financial Solutions
Pennsylvania
$363K – – –
DFA
45
DHJJ Financial Advisors
Illinois
$351K +$43.4K +1,306 +14%
RA
46
RFG Advisory
Alabama
$339K -$176K -5,309 -34%
WS
47
Wedbush Securities
California
$332K +$350K +10,534 New
SPIA
48
Steward Partners Investment Advisory
New York
$313K +$329K +9,907 New
1SB
49
1ST Source Bank
Indiana
$297K – – –
HighTower Advisors
50
HighTower Advisors
Illinois
$295K +$311K +9,356 New
1
2
3

FSEP Hedge Fund Activity: Q3 2022 in Review

70 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in FT Vest US Equity Buffer ETF September (FSEP) for Q3 2022, worth a combined $82.5M — up 166% from $31M a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new FSEP positions and 4 closed out — a net gain of 27 holders — while 23 added to existing stakes and 7 trimmed.

The largest buyer was AE Wealth Management, adding an estimated $5.85M. The largest seller was Castleview Partners, cutting an estimated $1.02M.

  • 70 institutional investors held FT Vest US Equity Buffer ETF September (FSEP) as of Q3 2022, up from 44 in Q2 2022.
  • Funds reported $82.5M of FT Vest US Equity Buffer ETF September stock for Q3 2022, up 166% quarter-over-quarter.
  • 31 funds opened new FT Vest US Equity Buffer ETF September positions in Q3 2022 and 4 closed out, a net change of +27 holders.
  • The largest FT Vest US Equity Buffer ETF September buyer in Q3 2022 was AE Wealth Management, an estimated $5.85M added.
  • The largest FT Vest US Equity Buffer ETF September seller in Q3 2022 was Castleview Partners, an estimated $1.02M sold.

Based on aggregated 13F filings for Q3 2022.