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FSCS

First Trust SMID Capital Strength ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$18.2M +$6.48M +181,008 +55%
NA
2
NewEdge Advisors
Louisiana
$13.3M +$366K +10,239 +3%
Cambridge Investment Research Advisors
3
Cambridge Investment Research Advisors
Iowa
$3.47M +$226K +6,303 +7%
Osaic Holdings
4
Osaic Holdings
Arizona
$1.86M +$330K +9,229 +22%
EH
5
Equitable Holdings
New York
$757K +$489K +13,672 +183%
FPWM
6
FSB Premier Wealth Management
Iowa
$655K +$215 +6 +0%
Two Sigma Investments
7
Two Sigma Investments
New York
$554K +$118K +3,300 +27%
KAS
8
Kestra Advisory Services
Texas
$538K +$153K +4,262 +40%
SA
9
Sanctuary Advisors
Indiana
$500K +$151K +4,209 +43%
PI
10
PFG Investments
New York
$369K +$369K +10,307 New
Cetera Investment Advisers
11
Cetera Investment Advisers
Illinois
$307K +$29.7K +829 +11%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$301K +$6.01K +168 +2%
IAIM
13
International Assets Investment Management
Florida
$229K +$11.5K +321 +5%
PAG
14
Private Advisor Group
New Jersey
$221K +$5.37K +150 +2%
HI
15
Harbour Investments
Wisconsin
$167K -$358 -10 -0.2%
ACA
16
Aptus Capital Advisors
Alabama
$97.2K +$251 +7 +0.3%
MAS
17
MPWM Advisory Solutions
Georgia
$58.5K
NS
18
NBC Securities
Alabama
$49.2K
Rockefeller Capital Management
19
Rockefeller Capital Management
New York
$46.5K
Carson Wealth (CWM LLC)
20
Carson Wealth (CWM LLC)
Nebraska
$43K +$14.2K +397 +49%
AF
21
Allworth Financial
California
$31.2K
PB
22
Pinnacle Bancorp
Nebraska
$31.2K
GRP
23
Global Retirement Partners
California
$29.9K
FFA
24
Farther Finance Advisors
California
$13.6K +$13.6K +380 New
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$11K -$33.2K -929 -75%