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First Trust SMID Capital Strength ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$10.7M +$539K +15,185 +5%
NewEdge Advisors
2
NewEdge Advisors
Louisiana
$2.91M +$2.36M +66,615 +379%
Bullseye Investment Management
3
Bullseye Investment Management
Ohio
$1.06M +$398K +11,220 +58%
FSB Premier Wealth Management
4
FSB Premier Wealth Management
Iowa
$632K -$12K -337 -2%
Goldman Sachs
5
Goldman Sachs
New York
$550K +$565K +15,927 New
Osaic Holdings
6
Osaic Holdings
Arizona
$402K +$207K +5,823 +100%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$273K +$13.3K +375 +5%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$219K +$994 +28 +0.4%
IAIM
9
International Assets Investment Management
Florida
$210K +$10K +282 +5%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$207K +$212K +5,980 New
Harbour Investments
11
Harbour Investments
Wisconsin
$162K +$158K +4,441 +1,828%
Aptus Capital Advisors
12
Aptus Capital Advisors
Alabama
$93.5K – – –
MPWM Advisory Solutions
13
MPWM Advisory Solutions
Georgia
$56.5K – – –
NBC Securities
14
NBC Securities
Alabama
$47K +$48.8K +1,374 +137,400%
GWSG
15
GPS Wealth Strategies Group
Colorado
$38K +$39K +1,100 New
Geneos Wealth Management
16
Geneos Wealth Management
Colorado
$38K – – –
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$37K -$8.34K -235 -18%
Pinnacle Bancorp
18
Pinnacle Bancorp
Nebraska
$30.2K – – –
Allworth Financial
19
Allworth Financial
California
$29.5K – – –
UBS Group
20
UBS Group
Switzerland
$23.5K -$34.8K -979 -59%
Morgan Stanley
21
Morgan Stanley
New York
$12.2K +$12.5K +351 +35,100%
Golden State Wealth Management
22
Golden State Wealth Management
California
$1.82K – – –
Wells Fargo
23
Wells Fargo
California
$16 -$35 -1 Closed
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
– -$734K -20,740 Closed
Independent Advisor Alliance
25
Independent Advisor Alliance
North Carolina
– -$200K -5,662 Closed