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First Trust Institutional Preferred Securities and Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
SIS
126
Sound Income Strategies
Florida
$31.9K -$6.76K -396 -17%
WIM
127
Westside Investment Management
California
$25.3K
CIAS
128
Capital Investment Advisory Services
North Carolina
$24.8K
TFA
129
Toth Financial Advisory
Virginia
$21.1K +$324 +19 +2%
APC
130
Aspire Private Capital
North Carolina
$14.8K
NFSG
131
Newbridge Financial Services Group
Florida
$12.7K
Northwestern Mutual Wealth Management
132
Northwestern Mutual Wealth Management
Wisconsin
$10.1K +$10.2K +600 New
PCM
133
Penserra Capital Management
California
$7K +$7.34K +430 New
GWM
134
Geneos Wealth Management
Colorado
$5.43K -$8.26K -484 -60%
NMG
135
New Millennium Group
Utah
$219 -$119 -7 -35%
DFA
136
DHJJ Financial Advisors
Illinois
$93 +$85 +5 New
CPSAC
137
Chas P. Smith & Associates (CPS)
Florida
-$37.2M -2,207,639 Closed
Bank of Montreal
138
Bank of Montreal
Ontario, Canada
-$7.97M -471,326 Closed
CCA
139
Clearwater Capital Advisors
Illinois
-$3.85M -228,410 Closed
HSA
140
HBK Sorce Advisory
Pennsylvania
-$2.94M -174,666 Closed
WA
141
Win Advisors
Florida
-$1.67M -126,845 Closed
USCWA
142
U.S. Capital Wealth Advisors
Texas
-$1.02M -60,825 Closed
TWM
143
Tradition Wealth Management
Minnesota
-$786K -46,661 Closed
FPCG
144
Forum Private Client Group
Indiana
-$583K -34,610 Closed
SWA
145
Stratos Wealth Advisors
Ohio
-$479K -28,446 Closed
FIC
146
Family Investment Center
Missouri
-$445K -26,393 Closed
KWA
147
Kingswood Wealth Advisors
California
-$297K -17,600 Closed
OMC
148
Old Mission Capital
Illinois
-$283K -16,774 Closed
CW
149
CreativeOne Wealth
Kansas
-$170K -10,112 Closed
Fidelity Investments
150
Fidelity Investments
Massachusetts
-$17 -1 Closed