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First Trust Preferred Securities and Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
NMC
201
Nine Masts Capital
Hong Kong
– -$306K -15,744 Closed
MSAM
202
Moloney Securities Asset Management
Missouri
– -$236K -12,137 Closed
Bank of New York Mellon
203
Bank of New York Mellon
New York
– -$223K -11,448 Closed
MCM
204
Mengis Capital Management
Oregon
– -$196K -10,115 Closed
UR
205
USCA RIA
Texas
– -$196K -10,054 Closed
CTA
206
Chesley Taft & Associates
Illinois
– -$196K -10,050 Closed
YMRC
207
Yorktown Management & Research Company
Virginia
– -$195K -10,000 Closed
VFA
208
Valeo Financial Advisors
Indiana
– -$90.8K -4,698 Closed
SIAP
209
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
– -$89K -4,550 Closed
Bank of Montreal
210
Bank of Montreal
Ontario, Canada
– -$78K -4,032 Closed
ANBT
211
American National Bank & Trust
Texas
– -$45K -2,315 Closed
VCM
212
Virtue Capital Management
Tennessee
– -$39K -2,009 Closed
BlackRock
213
BlackRock
New York
– -$31K -1,582 Closed
CIBC Private Wealth Group
214
CIBC Private Wealth Group
Georgia
– -$29K -1,476 Closed
WDL
215
Well Done LLC
Michigan
– -$26K -1,339 Closed
LWA
216
Lenox Wealth Advisors
New York
– -$23K -1,173 Closed
IWM
217
IHT Wealth Management
Illinois
– -$14K -725 Closed
APP
218
Avantax Planning Partners
Iowa
– -$12K -631 Closed
SBL
219
Sargent Bickham Lagudis
Colorado
– -$8K -390 Closed
CFD
220
Creative Financial Designs
Indiana
– -$6K -319 Closed
KF
221
Krilogy Financial
Missouri
– -$3K -156 Closed
PA
222
Parallel Advisors
California
– -$1K -36 Closed
TFA
223
Transamerica Financial Advisors
Florida
– -$1K -1 Closed
First Manhattan
224
First Manhattan
New York
– +$116 +6 New